EFTA Document EFTA01343940

Oz z m m 5 5 m m z- 1- 1- C C r L. t Positions (a .ALP (t v-ev. Southern Trust L Cameron di= As of ostm non I Change Show t All•Mut-Classes and All.e rn r cie ren s •-7:771 Q View Tax Lots 9/12/13 11:39 A1,1 m rn 9 0 Total Value Unrealized Gain/Loss Accrued Income $4,820,348.80 .4134,a52.55 $0.00 Est. Annual Income 3551.92 Cash & Sweep 5,519,227.35 0) Price Value Change Change Description Security1D Quantity Price ($i%) Value ($1%) Cost ($1910) rn co US DOLLAR OUSDPRAA7 BUY GBP SELL USD FORWARD CONTRACT FX FXGBPBDLV 5,519,227.35 a§ 1.00 0.00 I. 5,519,227.35 18,696.41 1,926,644 00 a 9,393.09 a 5,519,227.35 0.00 18,698.41 RATE 1.5638330TRADE 08/21/13 VALUE 09/23/13 BUY USD SELL AUD FORWARD CONTRACT FX FXUSDBMNO 0.00 28,717,80 a. 0.00 RATE .9170000TRADE 09/04/13 VALUE 09/11/13 WRITE - AUD PUT USD CALL FX EUROPEAN XAUDPAJEZ 0.00 0.00 to -43,654.50 43,854.50 STYLE OPTION JAN 24, 2014 O .89 WINDOW RIO 0.8780 UNTIL 9SEP13 WRITE - NZD PUT USD CALL FX EUROPEAN XNZDPAFAZ ONE. -2,983.51 -2,983.51 v -78,144.00 75,160A9 STYLE OPTION JAN 23, 2014 Q .79 KIS 0.75 WRITE - AUD PUT USD CALL FX EUROPEAN XAUDPAJFZ -4.141.33 -4,141.33 w' 41,100.00 46,958.67 STYLE OPTION JAN 24, 2014 0 .89 PCI Q 0.84 BUY USD SELL AUD FORWARD CONTRACT FX FXUSDBMPW -6.068.15 -8.857.63 vor -5,088.15 RATE .9300000TRADE 09/10/13 VALUE 09/27/13 WRITE - JPY CALL USD PUT FX EUROPEAN STYLE XJPYCAUWZ -21,953.34 -9,438.50 yr -71,250.00 49,296.66 OPTION JAN 29, 2014 Q 95. KI Q 94 KO Q101 fn BUY USD SELL GBP FORWARD CONTRACT FX FXUSDBMMO RATE 1.5490000TRADE 08/29/13 VALUE 09/23/13 -33,328.43 -9,393.42 ir -33,328.43 z WRITE - NM CALL USD PUT FX EUROPEAN XNZDCADEZ -35,360.38 -1,647.97 v -15,280.00 -20.080.38 0 STYLE OPTION FEB 06, 2014 O .8 KO Q 0.77 WRITE - CAD CALL USD PUT FX EUROPEAN XCADCAFGZ -42,494.21 -2,947.24 'v -58,500.00 16,005.79 g V IV N CD O r-ral nvrIne ern •.• nna • a a /VS https://ennorgan.chase.com/Secent/Positlortsna.410.34821 Pape 1 of 3 CO 0 EFTA01343940