EFTA Document EFTA01343948

Account Transfer Form I. RECEIVING FIRM INFORMATION (Only one per form) RECEIVING FIRM CLEARING NUMBER 0443 ACCOUNT NUMBER. SOCIAL SECURITY NUMBER SECONDARY SOCIAL SECURITY NUMBER: - FF1- ACCOUNT TYPE: (Enter the two character code) C 0 or TAXPAYER IDENTIFICATION NUMBER: or TAXPAYER IDENTIFICATION NUMBER: Nonratuement. SN —(Singtet JT—(Joint) TR —(Trust) CT-(Couustee) CO—(Corporate) CU—(Custodian) ES —(Estate) BC —(Bank Custody) AG—(Agency) Retirement. IR —I traditional IRA( RI—(Roth IRA, DR —(Direct Rollover) BI—tBeneliciary) BR —(Beneficiary Roth IRA) 4K —(401k) El—(Education Savings Account) SI —(SIMPLE IRA) QP—(Qualified Plan) 4B—(403b) 78—(457 Plan) HS—(Health Savings Account) 5P-(529 Plan) OT—tOthen Other. II. DELIVERING ACCOUNT INFORMATION CLEARING NUMBER: ACCOUNT NUMBER: FIRM NAME. JPMergon Chase Bank, N.A. ACCOUNT TITLE: (As it appears on your statement) Southern Finsnetsl, LLC NOTE: A complete copy of yet. DELIVERING FIRM CONTACT INFORMATION (MANDATORY WHEN CLEARING NUMBER IS NOT PROVIDED/ CONTACT NAME: FIRM ADDRESS- (No PO Box) CITY: STATE: ZIP. TELEPHONE NUMBER: - 1 statement is necessary to process this form. III. TRANSFER TYPE (Choose only one) Li A( COUNT TRANSFER I LILL ICheck one below) TRANSFER ALL ASSETS IN KIND (Skip to Section VII U LIQUIDAI E ALL ASSETS LISTED IN SECTION IV (Lquicielions are not for brokerage accounts) U TRANSFER ALL ASSE IS IN KIND EXCEPT FOR THE ASSETS USTED IN SECTION N. WHICH REQUIRE LIQUIDATION U PARTIAL (Complete Section M B. DRS/DRIP U FULL ICheck one below) U SELL FRACTIONS AND CLOSE ACCOUNT U TRANSFER ALL FULL SHARES ONLY U PARI IAL (List assets in Section NI NOTE: For transfer agents. elednxecally send positions Of issue a certificate for whole shares and redeem Tractional shares. C. DIRECT MUTUAL FUND LI TRANSFER MUTUAL FUNDS FROM THE ACCOUNT HELD DIRECILY AI THE FUND COMPANY 'See list in Section IV for exact instructions) NOTE: Only one fund family per form. D. BANK RETIREMENT PLAN ACCOUNTS (Select only one) K LIQUIDATE IMMEDIATELY AND TRANSFER CASH I am aware of and acknowledge any penalty I will incur from an early withdraws. U LIQUIDATE Af MATURITY AND TRANSFER CASH Sootily maturity date. (submit two to Three weeks before maturity date). NOTE: Liquidations involving bank CDs. checking accounts, or savings accounts can only be processed Irorn retirement accounts. SIGNATURE SIGNATURE DATE DATE 'PD-150 ACAT 17.1 IViTA-0697 IT 0091 Page 2 of 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0028936 CONFIDENTIAL SONY GM_00175120 EFTA01343948