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sd-10-EFTA01344184Dept. of Justice

EFTA Document EFTA01344184

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Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red. 1PM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # N4G- Southern Financial, LLC 2,000,000 HSBC Cont Buffer SX5E 08/29/14 80% EKO BARRIER- 4% CPN / Cusip: tx via DTC - okay to free deliver: Pershing DTC # = 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 tx via DTC - Okay to free deliver: Pershing D

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Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01344184
Pages
1
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0
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