EFTA Document EFTA01344966

Private wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax From: Caroline Kitidi s/db/dbcom@DBAMERICAS To: Joshua shoshan/db/dbcom@DBAmericas@DBAmERIcAs@DBcOEx, Date: 11/05/2013 09:51 AM Subject: Re: Fw: allocation [C] Classification: confidential So what is feedback here from chip and haig, their call ? Caroline V. Kitidis Managing Director I Head of Key Client Partners & wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New Y Tel. Fax. Mobil Email Original Message From: Joshua shoshan sent: 11/05/2013 09:48 AM EST To: Caroline Kitidis subject: Re: Fw: allocation [c] classification: confidential Hi. Butenhoff is an active client; not new. He trades a decent amount -- so we have about 355k of revs with him ytd -- which means he is real -- and, separately, RV has business with him, including loans. She is also very old friends. If he gets 500 shares, that might be nice. The other guy is Bollag, a billionaire that RV made this big deal about since yesterday. He has S100mm + in the firm. Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell 6 E-Fax CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030976 CONFIDENTIAL SDNY_GM_00177160 EFTA01344966