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sd-10-EFTA01344975Dept. of JusticeOther

EFTA Document EFTA01344975

Subject: Re: [C] Classification: Confidential I don't think Michael would have any qualms about opening a DRAB account if its required. I've had some discussions with him in the past regarding purchasing CLOs via the PIC desk so I don't think it would hurt having an account open on the PCS side. It may be a way to facilitate some more activity from him moving forward... I'll talk to Josh when he returns from a meeting and we'll see what we have to do to get this started. Thanks, Sean

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Subject: Re: [C] Classification: Confidential I don't think Michael would have any qualms about opening a DRAB account if its required. I've had some discussions with him in the past regarding purchasing CLOs via the PIC desk so I don't think it would hurt having an account open on the PCS side. It may be a way to facilitate some more activity from him moving forward... I'll talk to Josh when he returns from a meeting and we'll see what we have to do to get this started. Thanks, Sean

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Subject: Re: [C] Classification: Confidential I don't think Michael would have any qualms about opening a DRAB account if its required. I've had some discussions with him in the past regarding purchasing CLOs via the PIC desk so I don't think it would hurt having an account open on the PCS side. It may be a way to facilitate some more activity from him moving forward... I'll talk to Josh when he returns from a meeting and we'll see what we have to do to get this started. Thanks, Sean (Embedded image moved to file: pic08572.gif) Sean Magee, cFP0 Vice President I Fixed Income Deutsche Sank Asset & wealth Management (Embedded image moved to file: pic05709.gif) Securities offered through Deutsche Bank Securities Inc. From: Chip Packard/db/dbcom To: Rosemary vrablic/db/dbcom, cc: Joshua shoshan/db/dbcom, Caroline Kitidis/db/dbcom, Sean Magee/db/dbcom, Zbynek kozelsky/db/dbcom, Haig Ariyan/db/dbcom Date: 11/04/2013 11:53 AM Subject: Re: [C] From a business perspective I am supportive given the importance of the overall PS relationship. From a regulatory perspective, can we do this if he doesn't have an open brokerage account? Sent from my iPad On Nov 4, 2013, at 11:05 AM, "Rosemary vrablic" wrote: Classification: Confidential Given the "one bank" approach I keep hearing about, total Bollag CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030995 CONFIDENTIAL SDNY_GM_00177179 EFTA01344975

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