EFTA Document EFTA01345116

To: Cc: r> . Date: 11/27/2013 02:40 PM Subjec Epstein - Assets to transfer t: and IIII, FI rI wis a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also going to need EURO wire instructions so that the currency can be transferred too. JPM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # N4G- xxx804 - Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN 17% CAP Cusip: 40432XFP1 - tx via DTC 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 - tx via DTC 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: 78423EHS6 - tx via DTC 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: EUROCLEAR ISIN: I5IN LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR EUR 291,846.67 - EURO cash wire instructions needed JPM Southern Trust Co., Inc.() - Assets to be transferred to Pershing LLC A/C # N4G-xxx812 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN Thank You! I vice President I Private Dank! J.P. Morgan I NMLS ID # 832072 - 500 Stanton Christiana Road, Newark DE 19713 I F: Alternate contacts: and I T: I F: To ensure a prompt response, please direct our repl to our team: T: I F: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031255 CONFIDENTIAL SDNY_GM_00177439 EFTA01345116