EFTA Document EFTA01345125

JPM Southern Trust Co., Inc.(VIhooM — Assets to be transferred to Pershing LLC A/C ft N4G-x- - 2,000,000 PETROLEOS DE VENEZUELA $ 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm Vd, sfd and amount so that we can match. Thank you, Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset 8 Wealth Management 345 Park Avenue • 26th Floor New Y rk NY 1 Tel. Fax Mobile Email Fonvardod by From: • To• cc Date 11/27/2013 02:40 PM Subject Epsteii - Assets to transfer on 11,27.2013 02.47 PM - —and-. Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also going to need EURO wire instructions so that the currency can be transferred too. JPM Southern Financial, LLC Wxxx=- Assets to be transferred to Pershing LLC A/C U N4G- x=- Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: 40432XFP1 - tx via DTC - 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 — tx via DTC - 2,000,0005G MARKET PLUS WTI CRUDE 08/05/14 LNKO TO CL1 78.75% BARRIER- 1016CPN ,UNCAPPED Cusip: 78423EH56 — tx via DTC - 3,000,000 LBG CAPITAL NO.1 PLC 14•4A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: - LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031277 CONFIDENTIAL SDNY_GM_00177461 EFTA01345125