EFTA Document EFTA01345311

KYC Mint Page 12 of 19 Address (city, street. post code): 6100 Red Hook Quarter, B3 St. Thomas00602 U.S. TIN/ON: Provide a description of the entity's organizational structure, its ownership structure and its Top Management For trusts/foundations include information about evocability.settlor and beneficiaries,etc.: 501(c)3 foundation. Jeffrey Ep tein is read nt. is treasurer and is Secretary. The signors on this count are Jeffrey Epstein and Please indicat how own rshi of the legal entity is reflected: 501(c)3 foundation. Jeffrey Epstein is presdent. treasurer and is Secretary El Special attention. Bearer Shares - Indicate where shares are custodied. Desalbe the chain from the direct own r f the entity to th utimate beneficial owner (if not the same persons): 501(c)3 foundation. Jeffre E stein readent, is treasurer and is Secretary. The signors on this account are Jeffrey Epstein and To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes 0 No ki Describe Nature of Entity's Primary Business and Investment Activities Nature of the business- The foundation supports a broad range of efforts including, but not limited to. education, science, research, etc. Countries where business is transacted USA, USN Number of employees: 3D. Wealth Profile (On[y for parties requiring source of wealth description as indicated in Sec on 2i Primary Country of source of wealth source o' Funds? Primary Mdustry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): The foundation is funded by Jeffrey Epstein. Please revert to his source of wealth for more details. Estimated gross receipts p.a.(5): 500.000.00 Estimated net profit p a (S) 500,000.00 Estimated investable assets (5): <51 MM Potential Amount to be invested with PWM (5): 100,000.00 Other Known Financial Institutions: Institution: DB Country. USA Est. Assets Under Mgt: 100,000.00 Institution: Country Est. Assets Under Mgt. Institution: Country Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Ent it es) Legal Entity Name: Neptune, LLC - 00000487264 Type of Entity: K Foundation/Association 0 Trust 0 Company OEstate 0 Partnership Purpose of Entity: 0Prwate Investment C FtilanthropiciCharitable E. Commercial https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&e... 7/30/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031579 CONFIDENTIAL SONY GM_00177763 EFTA01345311