EFTA Document EFTA01354097

GLOUS143 Henry Nicholas Proprietary and Confidential 11.2.2 Effect of Admission 30 11.3 Non-Compliant Transfer. 31 11.4 Multiple Ownership 31 11.5 No Withdrawal Rights 31 11.6 Removal of a Limited Partner. 31 11.7 Look-Through Treatment 32 ARTICLE 12 - EXCULPATION AND INDEMNIFICATION 32 12.1 Exculpation. 32 12.1.1 General. 32 12.1.2 Activities of Others. 32 12.1.3 Liquidator 32 12.1.4 Advice of Experts 32 12.2 Indemnification. 33 12.2.1 General. 33 12.2.2 Limitation on Indemnification. 33 12.2.3 Advance Payment of Expenses 33 12.2.4 Insurance. 34 12.2.5 Successors. 34 12.2.6 Rights to Indemnification from Other Sources 34 12.2.7 Discretionary Limitation by General Partner. 35 12.3 Limitation by Law. 35 12.4 Return of Certain Distributions. 35 ARTICLE 13 - AMENDMENTS, VOTING AND CONSENTS 36 13.1 Amendments 36 13.1.1 Consent of Partners. 36 13.1.2 Amendments Affecting Partners' Economic Rights 36 13.1.3 Consent to Amend ERISA Provisions 36 13.1.4 Notice of Amendments 36 13.1.5 Negative Consent. 36 13.2 Voting and Consents. 37 ARTICLE 14 - ADMINISTRATIVE PROVISIONS .»..»»».. 37 14.1 Keeping of Accounts and Records: Certificate of Limited Partnership 37 14.1.1 Accounts and Records 37 14.1.2 Certificate of Limited Partnership. 38 14.2 Financial Reports 38 14.2.1 Annual Financial Statements 38 14.2.2 Annual Tax Information. 38 14.2.3 Quarterly Reports. 38 14.2.4 Information Rights. 38 14.3 Valuation. 39 14.3.1 Valuation by General Partner. 39 14.3.2 Freely Tradable Securities 39 14.3.3 Other Assets. 39 14.3.4 Goodwill and Intangible Assets 39 14.4 Notices 39 14.5 Accounting Provisions 40 14.5.1 Fiscal Year 40 14.5.2 Independent Accountants 40 14.6 Tax Provisions 40 14.6.1 Classification as Partnership 40 14.6.2 Tax Matters Partner. Partner Tax Information; FATCA. 40 14.6.3 Section 1045 Rollovers 42 14.6.4 Electing Investment Partnership 43 61011d(Mtir ACCCSS Socondaryl)pporturntres IV (U.S.). l..P. Amended and Restaled Limited Parthership Agreorneni iii CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0038691 CONFIDENTIAL SDNY GM_001 84875 EFTA01354097