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sd-10-EFTA01355745Dept. of Justice

EFTA Document EFTA01355745

Financial Record

11. Possible Conflicts of Interest. Services and recommendations that DBSI provides to Client may differ from the services and recommendations provided to other Clients or by other individuals or groups at DBSI and/or affiliates of Deutsche Bank AG, whether acting as pnncipal or agent DBSI erovithas investment advice. porrhein management and 011OCUO on services for many Clients and, in addition• acts as principal in various markets. Given these different roles, individuals and groups at DBSI

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Dept. of Justice
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sd-10-EFTA01355745
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