EFTA Document EFTA01355844

Representations Relating to Qualification of the Client (Continued) I. the: Client qualifies as a "Qualified Purchaser' as detriu.d in the Investment Cuing-wily Act of 1940, becalm: Chem is• e natural parson (including any person who holds a joint. community proper ty, or other similar shined °ware ship livered in an issuer that is excepted under section S(eX7) with that pbmill'N hill Traci ma (Meier spuusel who OWire !WI teSC than SS.000.000 in investments: any person, acting tor its own account or the accounts of other nullified pun chasms who in the agmetwite earl it 0101.1t: nn n discretional; basis, not less than $25.000.000 in Investments. er a company that marts nOt less than 55,000.000 in investments and that is Owuucd dintetly or indirectly by or Inc 2 re more natural persons who are related as siblings Or spouse (Including I ranter spot 'set). ter direct Ili real descendants1)y Iwo, or adoption. spouses of such persons. the estates of such persons. IA foundations, charitable orgenizations. or frosts established by or for the benefit of such persons: or a trust that is not covered by any definition above. and that was ilen ;armed ha the specific purpose at amp ering securities offered, as to which the trustee or other person outhon; • d to make /Muskets welt rest Wel to die trust. nest eau!' Sento:or ogler pereen who has contributed asscls to the trust. is .; k rerSon dose; and in any (lelitalior is above. Clients) Strategy Requests. Meow check as many of the following se.itegies ("Stu clue ed Products") as may apply. WI' el Struetured Products, in the event el early liquidation, Mere may not I • .1Ieped marker. and the eiveern, may doe io costs involved yvith tiny/iding the investment. Furthermore, in tsttes are r, :poser! in thc credit risk oldie issimg emit;'. which hi the case of a default, may result in a significant. or total. loss to Ore IIIVOSIOf. be 1. Principal Protected Structured Notes and Candler/tee of Deposit-- t)0°: ••10.7N• Principe Protection which may mote t kevei returns than a direct investment in the underlying. Investor underMaids tint principal is protected only it held In maltrn y rind that FDIC insurance applies only to Market-Linked Cerefir.ates of Deposit up to the ;tutelary emit it TY 2. Buffered Notes—Partial principal p Pection (usually prOieetieri from II we first 11);:...201i.ductine rii the melte tray) oriO.is serves; as a bui;e: to log investors participate in are downside. either pea kmwaspd haste in tin amiable the underlying declines beyond the predetermined bui far keel. Upside participation in are undmegirig /yew, be k:vanged and KNItlfbAlltt7.COP:Wa. lc 3. Contingently Protected (including Reverse Convertible and Callable Yield) Notes—fah Principal Ptomain' only de vie-Eel harrier IS not breached. If o barrier is breached investors would lose the level ce du wed ion and pat betimes in am decline in the underlying. it any, at maturity. Structures include but are eel limited to those that pay investors n 'lend cora-on payment, participation. in IlpSid0 if tine underlying per :one s positively. or ;loch. The investor acknowhciges; duet Seillikeerll at maturity may he In the form of cash or Pwsital deliver/ of the lab ierlYIng• s< 4. Market Participation Notes and Warrants—Zero principal protection. Tull downside participation. MPNs may be inked To one o; more undedyings in the form of a weighted bagel or overbuy add may be customized to otter et:eight 1 tor 1. or varying degrees of upside participation. leverage or a fixed coupon. lilveSIOrs in MPNs seek access to an underlying vMicti is generally complex and which may be inaccessible to them in thin maiker. Dle and nerd party PrOlainfan indicas are hesteally used as an underiying. Warrants may be linked to hedge lunch:, mutual tundt basket of tlands OS WPM .S.M.IntiCitP11 stocks and may lose full value or all premium paid if the price of the "inclartying asset din net lieu. The Mowing representations are applicable fox en individual account. it this is a keel, trust. partnership, liability company, corporate or othm type of account, the word 'I" in the following paragraphs shell mean each owner in IN) Case or a joint account of the aul hunZed signatory making representations on behall &Me I t use, partnership, limited weevily us other entity in the case el such account type, as the case may be. I represant that the purchase of Structured Products is suitable ro my account in light of my investment Maim ems and experience• financial situation and risk tolerance. I have made my own detabion to (Jelin Structured Products for mytic:Mini based upon my own judgment, adequate information I have independently obtained (from sources other than Deutsche Beak) regardingStreeturea Products and consultation with my own advisors to me extent I have deemed necessary as to tie regulatory, tax, business. Financial, accounting and 'elated aspects of my landless uf SO uctured Pindu ctS I under stand that Structured Pmclucis may contain a derivative component in the form of one or more embedded options, and that such optkinis/ may have the result of reducing the gains or interest income. or incremeng the losses (which may Include a MSS of nialctsel/ nn the SltuclUred Products. whether held to maturity or sold prior to maturity, to a greater extent than would be the cased the Structured Products did no; contain such a derivative component. ; also understand that Structured Products may lose that capital preservation features if sokl prior to maturity. Finally. I understand the investment risksJR:06016C; with Structured PlOdrieM ineludme but not limited to issuer credit risk. market risk and humidity risk, o tote extent mimetic() by applitublc law and rules, authorize Deutsche Bane to ;acquire MO OISPI)St OIStructured Piedueis la iny Account. I ecknnwistdge and agree Mai when Structured PrOducur, itbriZed !or any vccoUril Deutsche Sager itay re.turch nitnit'I, r in .4, 'Weal tot?... :1 pm. arm :chi' Matt Ie. :Auks tout:• 'toy •Isar .:+•:..gd :tat nn anii to n..•.iv. Ho. I. .454,. .. :ow l itx.I • a if. a Milk ili”.otw I ..Ira. ,1110 a es! a ...mailuvi.as (if --t wk...., .• • .e.. '...1 hi Illy 1. 1 4.4 14i tr• to "OP f fse iwzo. lotIm • tu urr ' .1uus.lusiuvi 'bur Van is4 wlatit I P•asi •lN' .r.I a •• • Fr La,1114i ma' •.• pt rsia: 'PA" I lefohn ti. / / / CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) rnmpinpniTtAt DB-SDNY-0041131 SDNY_GM_00187315 EFTA01355844