EFTA Document EFTA01356122

When the dummy account is set up in L.52, who normally provides these docs? Thanks. Regards, Keith From: Surendra Singh Sent: Monday, November 20 2017 1:09 PM To: Srikanta Gouda ; Keith Buckhol >; Collateral Admin-NY ; Collateral Admin-NY alla; CUSTOMERBUILD BLO ; Sendhil-kumar FX Middle Office 4IIIM ; Debra Jaspera>; Roxanne Scott <ila>; Halina laczny .1 >; FX Middle Officegr " Cr "`' " >; Hiren Mathur ; CRM-PWM Derivative ; Enid El >; Collateral-Assets Newyork < Subject: RE: New Derivative u . Classification: For Internal use only Hello Keith, Please confirm if below request was completed or it is not needed to be set up anymore. Kind regards, Surendra Singh Surendra Singh Associate I COO Wealth Management Operations 08O1 Global Services Private Limited A-1 2. A-2. Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ. 332029 Jaipur, India Go green. Consider the environment before printing this email. From: Srikanta Gouda Sent: Wednesday, November 15, 2017 7:46 AM To: Surendra Singh Keith Buckholz ea; Collateral Admin-NY ; Collateral Admin-NY ; CUSTOMERBUILD BLO Sendhil-kumarle>; FX Middle Debra Jaspe oxanne Scott . . .>; Halina Laczn ; FX Middle Office la ,; Hiren Mathur ; CRM-PWM Derivatives 4 IIMI >; Enid Collateral-Assets Newyork < Subject: RE: New Derivatives account. [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041662 CONFIDENTIAL SDNY_GM_00187846 EFTA01356122