EFTA Document EFTA01356132

Hello Keith, Please confirm if below request was completed or it is not needed to be set up anymore. Kind regards. Surendra Singh Surendra Singh Associate I COO Wealth Management Operations D8O1 Global Services Private Limited A-1 & A-2. Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur. India Go green. Consider the environment before printing this email. From: Srikanta Gouda Sent: Wednesday, November 15, 2017 7:46 AM To: Surendra Singh Keith Buckholz ci( >; Collateral Admin-NY Cc: Nitin-X Singh Collateral Admin-NY CUSTOMERBUILD BLO r>, Sendhil-kumar K <s >; FX Middle Office <Ix- Debra Jasper ; Roxanne Scott >; Halina Laczn >; EX Middle Office' ' ' " ' Hiren Mathur ; CRM-PWM DerivativeMINS>; Enid Ellis >; Collateral-Assets Newyork > Subject: RE: New Derivatives account. Classification: For Internal use only Hi Keith, Generally we do not required the below information in order to setting up a New DDR account.( If the Client is already On boarded to IS2 ). However in this case, We do not see the client is onboard to LS2, in order to onboard the client, Customerbuild team would require the below information. Once the client is onboard, we will go head and create the collateral account. Please note - CRM or the requester used to provide the below requested information to Customerbuild team whenever there is a necessity to onboard a new client. Please feel free to reach out to me if you have any question. Kind regards, Srikanta Gouda CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041699 CONFIDENTIAL SDNY_GM_00187883 EFTA01356132