EFTA Document EFTA01356161

Corow00“0.0 ,49,00 '1,11101:ar. irm• OxetsPi00,0,00. 000 Cirrik. 0 Swim F kurc .01 fistes9000wirstWe :AS %.0. 2 ••• 0421:•=0 Orarrr Dad..a0 • From: Teresa Metallo Sent: Thursday, January 11, 2018 10:04 AM To: Paolo De-Leon Cc: Diana Canter Keith Buckholz Subject: RE: New Derivatives account. tij Classification: For internal use only Hi Paolo, Can you provide the client's account number Teresa Metallo Vice President WM OPS Regulatory - Risk & Control 60 Wall Street New York. NY 10005 From: Paolo De-Leon Sent: Thursday, January 11, 2018 9:57 AM To: Teresa Metallo Cc: Diana Canter Subject: RE: New Derivatives account. jlj Hello Teresa, Keith Buckholz CP', •*(004e0art 1.4,•. I> • Pays. e.n O • nal r,H tknir 30 Can you kindly provide the below documents for Southern Financial LLC? KYC Document PCR Document RDC Document Thank you, Paolo Paolo De Leon 00,o,thineon Cearafnotisson P•70 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041774 CONFIDENTIAL SDNY_GM_00187958 EFTA01356161