EFTA Document EFTA01356230

Vanguardia Inversiones SA 134 West 58th Realty LLC Ultralat Capital Markets 125 Washington Colina Insurance Dobson CC Limited Partnership Repudiation COB Remediation Refresh Remediation Remediation Remediation Pending with Business COB COB COB COB COB Dakota Pacific Global Macro fund I.LC Staple Street Global Daniel and Suzzan Cohen DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company Fox Growth Fund Inc Niscaly Black Maple Capital Partners The Lamia Ventures Corporation Blue Nfedia Investments Thank you <irnage004.gib Need to send to verification Jamaal Advise what else is required Waiting on IBOs to be build. The work on GKYs IT issue List of requirements Extension Extension Repudiation NCA NCA Refresh Extension NCA NCA NCA Remediation Remediation Nina Tona Brunelli Deutsche Bank Wealth Management Instiintiowl Wealth Partners — Business Nlairager Americas f1w•chc Rank IAmericas) I. id. .3022 (t, PaJimay. 32256 #Positive Impact lamaat 6/19/2019 Jamaal 06/19/2019 Joe 6/21/2019 Joe 6/14/2019 Jamaal 6/21/2019 Client to provide clarification to AR: question With business to obtain from client Tax issue, MIFID opt-out With business to obtain from client With business to obtain from client With business to obtain from client With business to provide required info Pending with business Pending with business With business to obtain from client With business to obtain from client. Client on vacation With business to provide list of requirements IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under F1NRA Rule 4512(c)(3), and are capable CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041977 CONFIDENTIAL SDNY_GM_00188161 EFTA01356230