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sd-10-EFTA01356271Dept. of JusticeOther

EFTA Document EFTA01356271

From: Vaishali-P Mehta Sent: 1.2/1/2016 9:35:44 AM To: Andrew Gallivan Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification: For 'Memel use only Hello Andrew, Could I please get one more approval? This is for last months ACUs. Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bark Wealth Management • • • n Francisco. CA USA From: Vaishali-P Mehta Sent: Wednesday, November 09, 2016 3:42 PM To: Andrew Gallivan Cc: Douglas Rober

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sd-10-EFTA01356271
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From: Vaishali-P Mehta Sent: 1.2/1/2016 9:35:44 AM To: Andrew Gallivan Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification: For 'Memel use only Hello Andrew, Could I please get one more approval? This is for last months ACUs. Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bark Wealth Management • • • n Francisco. CA USA From: Vaishali-P Mehta Sent: Wednesday, November 09, 2016 3:42 PM To: Andrew Gallivan Cc: Douglas Rober

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From: Vaishali-P Mehta Sent: 1.2/1/2016 9:35:44 AM To: Andrew Gallivan Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification: For 'Memel use only Hello Andrew, Could I please get one more approval? This is for last months ACUs. Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bark Wealth Management n Francisco. CA USA From: Vaishali-P Mehta Sent: Wednesday, November 09, 2016 3:42 PM To: Andrew Gallivan Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification: For Internal use only Hello Andrew Could you please approve the below ACUs completed for High Risk Clients for this month? Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bark Wealth Management n Francisco. CA USA From: Vaishali-P Mehta Sent: Wednesday, October 26, 2016 1:48 PM To: Andrew Gallivan Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez Subject: MD Approval for ACUs for High Risk Clients [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042058 CONFIDENTIAL SDNY_GM_00188242 EFTA01356271

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