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sd-10-EFTA01356273Dept. of JusticeOther

EFTA Document EFTA01356273

Oldfield Gallivan America change change 00000487223 Stewart Oldfield Andrew Gallivan HBRK Associates, Inc 9/29/2016 No material change No material change Yes No 00000487225 Stewart Oldfield Andrew Gallivan Hyperion Air, LLC 9/29/2016 no material change no material change Yes No 00000487244 Stewart Oldfield Andrew Gallivan JEGE, Inc 9/29/2016 no material change no material change Yes No 00000489505 Stewart Oldfield Andrew Gallivan 9/29/2016 no

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Dept. of Justice
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sd-10-EFTA01356273
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Oldfield Gallivan America change change 00000487223 Stewart Oldfield Andrew Gallivan HBRK Associates, Inc 9/29/2016 No material change No material change Yes No 00000487225 Stewart Oldfield Andrew Gallivan Hyperion Air, LLC 9/29/2016 no material change no material change Yes No 00000487244 Stewart Oldfield Andrew Gallivan JEGE, Inc 9/29/2016 no material change no material change Yes No 00000489505 Stewart Oldfield Andrew Gallivan 9/29/2016 no

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Oldfield Gallivan America change change 00000487223 Stewart Oldfield Andrew Gallivan HBRK Associates, Inc 9/29/2016 No material change No material change Yes No 00000487225 Stewart Oldfield Andrew Gallivan Hyperion Air, LLC 9/29/2016 no material change no material change Yes No 00000487244 Stewart Oldfield Andrew Gallivan JEGE, Inc 9/29/2016 no material change no material change Yes No 00000489505 Stewart Oldfield Andrew Gallivan 9/29/2016 no material change no material change Yes No 00000487264 Stewart Oldfield Andrew Gallivan Neptune, LLC 9/29/2016 no material change no material change Yes No 00000487265 Stewart Oldfield Andrew Gallivan NES, LLC 10/4/2016 No material change No material change Yes No 00000487219 Stewart Oldfield Andrew Gallivan Plan D, LLC 9/29/2016 No material change No material change Yes No 00000487199 Stewart Oldfield Andrew Gallivan The 2007 Jeffrey E. Epstein Insurance Trust #3 9/29/2016 No material change No material change Yes No 00000487199 Stewart Oldfield Andrew Gallivan The 2007 Jeffrey E. Epstein Insurance Trust #3 10/4/2016 No material change No material change Yes No 00000492732 Stewart Oldfield Andrew Gallivan Zorro Development Corp. 9/29/2016 no material change no material change Yes No 00000496101 Thomas-B Mayer Andrew Gallivan Elmer Campbell Family Delaware Dynasty Trust 10/17/2016 There have been no new developments. No Changes. Yes No 00000496099 Thomas-B Mayer Andrew Gallivan Josephine Campbell Family Delaware Dynasty Trust 10/17/2016 There have been no new developments No Changes Yes No 00000496097 Thomas-B Ma er Andrew Gallivan Paul Campbell Family Delaware D nast Trust 10/17/2016 There have been no new develooments No Chan es Yes No 00000496140 Thomas-B Mayer Andrew Gallivan Shelley Campbell Family Delaware Dynasty Trust 10/17/2016 There have been no new developments No changes Yes No Please let me know if you have any questions. Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bark Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0042060 SDNY_GM_00188244 EFTA01356273

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Subject: RE: MD Approval for ACUs for High Risk Clients [I] From: Andrew Gallivan < Date: Thu, 01 Dec 2016j illa To: Vaishali-P Mehta < Classification: For internal use only Well aren't I the negligent one. Sorry for not having addressed this last month. Approved From: Vaishali-P Mehta Sent: Thursday, December 01, 2016 9:36 AM To: Andrew Gallivan Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification: For internal use only Hello Andrew, Could I please get one more

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client. _ : 00000496288 Mark Gonzalez Andrew Gallivan 67 Liberty PHB LLC 10/4/2016 Mr. Prabhakar resides in Dubai and is in the duty free business. Nothing has materially changed for this client. Yes No 00000486426 Stewart Oldfield Andrew Gallivan Butterfly Trust 9/29/2016 change in trustees No material change Yes No • 00000499760 Stewart Oldfield Andrew Gallivan Gratitude America 9/29/2016 no material change no material change Yes No r 00000

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Subject: FW: MD Approval for ACUs for Hi h Risk Clients [I] From: Stewart Oldfield Date: Wed, 26 Oct 2016 13:49:48 -0400 To: Cynthia Rodriguez Classification: For internal use only From: Vaishali-P Mehta Sent: Wednesday, October 26, 2016 1:48 PM To: Andrew Gallivan Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez Subject: MD Approval for ACUs for High Risk Clients [I] Classification: For internal use only Dear Andrew, As you know, our procedures require MDs to a

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Mark Gonzalez Andrew Gallivan 67 Liberty PHB LLC 10/4/2016 Mr. Prabhakar resides in Dubai and is in the duty free business. Nothing has materially changed for this client. Yes No Stewart Oldfield Andrew Gallivan Butterfly Trust 9/29/2016 change in trustees No material change Yes No Stewart Oldfield Andrew Gallivan Gratitude America 9/29/2016 no material change no material change Yes No Stewart Oldfield Andrew Gallivan HBRK Associates, Inc 9/29

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Leo Andrew Bresnahan TRUST Galivan Leo Andrew IM1 Bresnahan TRUST Galivan Leo Andrew Bresnahan TRUST Galivan Stewart US- Andrew Oldfield Onshore Galivan Paul US- Andrew Morris Onshore Galivan Paul US- Andrew Morris Onshore Galivan Paul US- Andrew Morris Onshore Galivan TR FBO Conor R Bagley UA dtd 10/27/95 by Smith Bagley TR FBO Vaughan E Bagley UA dtd 11/26/90 by Elizabeth F Bagley Vaughan Elizabeth Bagley Irrevocable Trust Southern Trus

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