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sd-10-EFTA01356347Dept. of JusticeOther

EFTA Document EFTA01356347

has retired as of 1/13/2017. 82629 DVI PE (Mauritius) Ltd Andrew Gallivan 3/3/2017 The purpose of the entity is to invest in shares of private investment companies in India and to serve as a master fund for other existing funds. No material changes No No Mary Ann Coleman 82560 1960 East 5th Street, LLC Andrew Gallivan 3/1/2017 No changes No changes Yes No Rosemary Vrablic 82785 469 Avenue S LLC Andrew Gallivan 3/9/2017 no activity. This account is used t

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Dept. of Justice
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sd-10-EFTA01356347
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has retired as of 1/13/2017. 82629 DVI PE (Mauritius) Ltd Andrew Gallivan 3/3/2017 The purpose of the entity is to invest in shares of private investment companies in India and to serve as a master fund for other existing funds. No material changes No No Mary Ann Coleman 82560 1960 East 5th Street, LLC Andrew Gallivan 3/1/2017 No changes No changes Yes No Rosemary Vrablic 82785 469 Avenue S LLC Andrew Gallivan 3/9/2017 no activity. This account is used t

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
has retired as of 1/13/2017. 82629 DVI PE (Mauritius) Ltd Andrew Gallivan 3/3/2017 The purpose of the entity is to invest in shares of private investment companies in India and to serve as a master fund for other existing funds. No material changes No No Mary Ann Coleman 82560 1960 East 5th Street, LLC Andrew Gallivan 3/1/2017 No changes No changes Yes No Rosemary Vrablic 82785 469 Avenue S LLC Andrew Gallivan 3/9/2017 no activity. This account is used to own the property at 469 Avenue S, Brooklyn, NY no activity. This account is used to own the property at 469 Avenue S, Brooklyn, NY Yes No Rosemary Vrablic 82521 AQL Hartwell LLC Andrew Gallivan 2/28/2017 no changes from KYC - loan has been terminated no changes from KYC - loan has been terminated Yes No Rosemary Vrablic 82548 Community Organizations, LLC Andrew Gallivan 3/1/2017 no material changes no material changes Yes No Rosemary Vrablic 82774 Community Organizations, LLC Andrew Gallivan 3/9/2017 no material changes no material changes Yes No Rosemary Vrablic 82546 Franco, Isaac S. Andrew Gallivan 3/1/2017 no changes from KYC No changes from KYC Yes No Rosemary Vrablic 82549 Franco Realty Group, LLC Andrew Gallivan 3/1/2017 No new activities or changes No changes Yes No Rosemary Vrablic 82550 Franco Realty Group, LLC Andrew Gallivan 3/1/2017 No new activities or changes No changes Yes No Rosemary Vrablic 82775 Franco Realty Group, LLC Andrew Gallivan 3/9/2017 No new activities or changes No changes Yes No Rosemary Vrablic 82779 Franco Realty Group, LLC Andrew Gallivan 3/9/2017 No new activities or changes No changes Yes No Rosemary Vrablic 82559 I Like Ike, LLC Andrew Gallivan 3/1/2017 No changes No changes Yes No Rosemary Vrablic 82562 I Like Ike Kingswood, LLC Andrew Gallivan 3/1/2017 No changes No changes Yes No Rosemary Vrablic 82564 Infinity AL Holdings, LLC Andrew Gallivan 3/1/2017 No changes No changes Yes No Rosemary Vrablic 82561 Infinity Entertainment, LLC Andrew Gallivan 3/1/2017 No changes No changes Yes No Rosemary Vrablic 82553 Infinity LW 12th Street, LLC Andrew Gallivan 3/1/2017 No changes No changes Yes No Rosemary Vrablic 82552 Infinity PLR 44, LLC Andrew Gallivan 3/1/2017 no changes from KYC no changes from kyc Yes No Rosemary Vrablic 82740 Infinity PLR 44, LLC Andrew Gallivan 3/8/2017 no changes from KYC no changes from kyc Yes No Rosemary Vrablic 82778 Infinity PLR 44, LLC Andrew Gallivan 3/9/2017 no changes from KYC no changes from kyc Yes No Rosemary Vrablic CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0042169 SDNY_GM_00188353 EFTA01356347

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82629 DVI PE (Mauritius) Ltd Andrew Gallivan 3/3/2017 The purpose of the entity is to invest in shares of private investment companies in India and to serve as a master fund for other existing funds. No material changes No No Mary Ann Coleman 82560 1960 East 5th Street, LLC Andrew Gallivan 3/1/2017 No changes No changes Yes No Rosemary Vrablic 82785 469 Avenue S LLC Andrew Gallivan 3/9/2017 no activity. This account is used to own the property at 469 Ave

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Subject: RE: MD approval for ACUs completed for High Risk Clients [I] From: Vaishali-P Mehta Date: Wed, 05 Apr 2017 13:16:38 -0400 To: Joanne Jensen Andrew Gallivan Cc: Mark Gonzalez Rachel Maglicic Stewart Oldfield Brian P Conve Jennifer Shay Andrea Nicoletti Rosemary Vrablic Mary A Coleman Terrence F Tan Terri Sohra Classification: For internal use only Hi Joanne I fully understand. Thankfully this is the last of the emails as going forward we will have KYC updates which wil

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Subject: RE: MD approval for ACUs completed for High Risk Clients [I] From: Andrew Gallivan Date: Fri, 07 Apr 2017 To: Vaishali-P Mehta < Classification: For internal use only Approved. From: Vaishali-P Mehta Sent: Friday, April 07, 2017 2:21 PM To: Andrew Gallivan Subject: FW: MD approval for ACUs completed for High Risk Clients [I] Classification: For internal use only Hi Andrew, In an effort to ensure that you have to approve only 1 email, I sent the below email, in hindsight I s

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