EFTA Document EFTA01356368

From: Adrienne Bull Sent: 12/4/2017 11:00:36 AM To: Andrew Gallivan CC: Samantha Harmo Subject: RE: KYC Program - Stats (data as of E0D Nov 16) (CI Attachments: USO NY Dec 1.xlsx Classification: Confidential Hi Andrew and Samantha — Please see the latest stats for USO NY below and attached Aa )3 2017 Team Tots; a st Customer In Staple a KYC 's Fully 8n PProved S KYC's with llenkerOl a Cs Pending APPItual % Competed by (including Banker Fully Approved) % Fully Approved MD Miler) AFC US0 NY 493 305 93 0 11 84 81% 62% From: Adrienne Bull Sent: Monday, November 20, 2017 12:45 PM To: Andrew Gallivan Cc: Samantha Harmon Subject: KYC Program - Stats (data as of EOD Nov 16) [C] Classification: Confidential Hi Andrew — For your reference, please see the attached Below is the summary details for USO NY for High Risk NO4 rite" Team Total. customers le Scope) ll KYCsktly Approved IF with KYCs Senkerm *PCs Fending Approval %Corapietsd by baker Raduding Fuly APPr0v44) %Fully Approred MO ARO AFC US0 NY 495 277 164 0 11 43 67% 56% HY 4:-.4.01on % Completed by Banker % Fully (including Fully Approved Approved) 75% 58% %Completed by Sinker %Fully (inoluding Fully Approved APPron41 62% 53% CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042211 CONFIDENTIAL SDNY_GM_00188395 EFTA01356368