EFTA Document EFTA01356414

Classification: For Internal use only I am a little delayed on today's report. Working out some issues on the DBForce data. I will provide this as soon as it is available. Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkw , Suite 400, 32256 Jacksonville, USA From: Rodrigo Quintero Sent: Monday, May 08, 2017 9:19 AM To: Patrick Harris Cc: Emily Craig Subject: RE: KYC HR Clients Remediation - Status Ill Daphne Cales Classification: For Internal use only All, Below is the Monday morning deliverable (as of 5/08/17). Summary SOURCE DT DT DT DT DT DT DBF DBF DBF DBF Create Attach Review Request Submit Create KYC Checklist Obtain Obtain Info Due to Attest to Obtain ABR KYC Update & Docs MD AFC and Diligence Front Completeness Approval*" Checklist Docs profile Office in to KYC Approval Approval System case KYC Update Steps Owner Total In Scope (Clients)* DT DT DT DT DT DT FO FO FO FO 1,212 1,212 1,212 1,212 1,212 1,212 1,212 1,212 1,212 1,212 I CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0042260 SDNY_GM_00188444 EFTA01356414