EFTA Document EFTA01356541

From: Melisa Venegas Sent: 12/8/2014 3:59:21 PM To: Kimberly Har CC: Armen Brash Subject: RE: October sca a ion eports [I] Attachments: COVERAGE_Domestic_ACU 11.6.xlsx Classification: For Internal use only Kim, AML Compliance was able to close most of the open ACU with material changes, only 5 of the ones Andrea sent are still open. Please see the updated file attached. Thank you. Melisa Venegas Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 WaIl Street, 10005-2836 New York, NY, USA PG,2c-101,...-1O Pe110-rtert From: Kimberly Hart Sent: Wednesday, December 03, 2014 1:56 PM To: Melisa Venegas Cc: Armen Brash Subject: FW: October 2014 AML/KYC Escalation Reports [I] Classification: For Internal use only The updates that Andrea sent to you do not seem to be reflected on the recent report that you just sent out. Is there a reason that the items were not removed? Do you require additional information? Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042442 CONFIDENTIAL SDNY_GM_00188626 EFTA01356541