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sd-10-EFTA01356575Dept. of JusticeOther

EFTA Document EFTA01356575

New EEA Accounts: For Custody, DPM, Deposit, and Trust accounts opened by EEA (European Economic Area) client, account must not be opened without a signed 'Reverse Solicitation Affirmation Form' on file. Account O .enin • Review Grou Table: Account Opening Review Group Product Type WM NOC Deposits, Custody DPM and Trust • EEA client identified on dbforce Customer page, 'EEA Country' field. For each new account, Please check if marked as EEA in Dbforce on customer page (EEA Client type

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Dept. of Justice
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sd-10-EFTA01356575
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Summary

New EEA Accounts: For Custody, DPM, Deposit, and Trust accounts opened by EEA (European Economic Area) client, account must not be opened without a signed 'Reverse Solicitation Affirmation Form' on file. Account O .enin • Review Grou Table: Account Opening Review Group Product Type WM NOC Deposits, Custody DPM and Trust • EEA client identified on dbforce Customer page, 'EEA Country' field. For each new account, Please check if marked as EEA in Dbforce on customer page (EEA Client type

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
New EEA Accounts: For Custody, DPM, Deposit, and Trust accounts opened by EEA (European Economic Area) client, account must not be opened without a signed 'Reverse Solicitation Affirmation Form' on file. Account O .enin • Review Grou Table: Account Opening Review Group Product Type WM NOC Deposits, Custody DPM and Trust EEA client identified on dbforce Customer page, 'EEA Country' field. For each new account, Please check if marked as EEA in Dbforce on customer page (EEA Client type = "Retail or "Professional") and EEA country. If EEA country is Germany, proceed with existing requirements (MIFID II Regulation). 4,010.0er Dann* Am* I bream EWA Fe Est. C.54.4 Sea 111 I Maine LUS I Sanas 61 t fitatthwanliatak 511 ILiaalskt GI I Sart 1 GINS Satt I Ciankrailint earaluelattresare ie I MaCalsialleailesne t LialeahmotabateteSSI I .Istlatta 3 esterailikia ; Miletairmileassolz I agars Commaasasaloalbeicasta I ridllnernial t kaaalsatris 1 St Streelrealralara ; scitealleasst to amiStrallearentiSa ; CleaCtasseloaSsattee ; ClaeseS. eareltQ 1 materna &man I JacekC Customer Detail 1:11140"14I I ((Sec lam Cnthanct Awn* D444wEvsnA$ Inn 591 e Eons 144 IDe Saba Rem* Meta ot Fe4r.rl Sown* CAEnt !ewe 3d. 04444,CnIOnt. C4W-cerled C tyrants erne? :faille-W.04W.. minx L 4,8 attobtiraptanbee °Meet Sittaralory C tEA Lent !row FA Cow** iirti LW KTC AtiwOvtd dopla Carr. ,"nen,..4 RAW 69414.01730,1 trdn,a•ri Ext. Dome Vont"; li st si sair.: For internal use only 04•14.44 Owe Coma PO C464100 sr us. WOW Or OCIS CaSner laalea Canown WNW& dMl CsannEes Sara Th•11 Petty Peketrill WM.:* • 0ftwe Ponta, MilniVestielt I ROM Correll ContEl Plelert.Cr • SonnennE RAlt aO Nee s'au ADOCallan.1 P. C41 COMttirO firsts Ras Ina gar Aaninsitratr *WS Rfleral arc nx inn MIS 4 I WA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042490 CONFIDENTIAL SDNY_GM_00188674 EFTA01356575

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