EFTA Document EFTA01356651

Please find below field classification for imaging on the basis of case types. Cali. Type I Field 1 Field? Field 3 Heide 'Address Cnange 'Servicing Authorisation letter of Instruction 'Change of Address Free Deliver/ Servicing Authorisation Deily Wort TradingSupport 'F nlii adingSupport IS cing tearnorisainc-n Emil Wars Tr ne port I Deposit IScroricing AuthorrFation Daily Work TradingSupport (Internal SecuntyTrasnfer lServiang .eathonsation Daily Wort Trading port ::- -iggi::....::i3Figi.:: ---, -, - — - AVON Cad*Orsburvarannhintarnal cash rranster Abtnonstion IRarthCnfetlri Operations /Any Taunt so Isfoxicing Sardonic/Authorisation honsaton Sion I I .... IS tin Au? ri salon Icraily 'pad: ICsid Transaction 2.5 Escalation Process In the event of an escalation, TAG"s Procedures are as follows: I ) Head of DBOI PWM should be notified immediately. 2) Head of DBOI PWM will escalated to Client services Onshore. 3) Client services onshore will Notifies via e-mail, the following relevant persons (dependent upon the product affected): a) Primary Officer for the client and Office Director For internal use only CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0042618 CONFIDENTIAL SDNY_GM_00188802 EFTA01356651