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sd-10-EFTA01356675Dept. of Justice

EFTA Document EFTA01356675

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Negative media in context of other lifecycte controls New Client Adoption Source of Wealth Event Driven Review I 1 I\N \ Transaction Account Behavior Negative Media Source of Funds Monitoring (via RM, no Tools) Alerts Regular Review Inherently biggest area of judgment • Real allegations? • Completeness of allegation? • Politically motivated allegations? • Allegations / proceedings but no conviction yet? / ever? • How much/what negative news is still within risk appetite? N

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Unknown
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Dept. of Justice
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sd-10-EFTA01356675
Pages
1
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0
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