EFTA Document EFTA01356678

KY(' Print Page 1 of 43 DB PWM GLOBAL KYC/NCA: PART A KYC Case # :01977698 One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relabonship Name: SOUTHERN FINANCIAL RELATI0NSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield 0 New PWM Relabonship n Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: **• 2018 Periodic Review **" S3 Client Referral El RM Prospect • Intermediary/PIM [.: Other Source (CIB, etc.) How Was the Clients) Introduced? How long has the RM personally known the client? please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship.. Last Approved KYC a Butterfly Trust - 1804531; Neptune, LLC - 1790739. Does Deutsche Bank pay a retrocession or similar 0 Yes I ?./ No compensation to a third party for the introduction of this relationship? (If yes, describe). List all existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (Intended/actual) 1 Karyna Shuliak- 35267258 - DDA-35267258 12/13/2013 2 tII5 Butterfly Trust - 44130552 • MMBA-44130552 1/24/2014 3 R Neptune LW - 42953424 - DOA-412953424 10/18/2013 Who Is the primary contact person for rights Ran RM, and/or (Note: This person need signatory s to have information right for the accounts.): Preferred method of contact (indicate phone no., fax no., e-mail address, etc.): ■ Status : 6. Approved lit tps://dbforcepb.my.salesforce.com/servlet/servletintegration?lid IN30000000D9Di&eid=5000e0000 1 N... 7/10/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042669 CONFIDENTIAL SDNY GM_00188853 EFTA01356678