EFTA Document EFTA01356717

KYC Print Page 2 of 21 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Long Term Insured Credit Fund LLC Acct. Number (if available): Account Manager: Stewart Oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment. payment/expense account)? Account is being set up to custody $250mn worth of bonds Indicate 0 0 0 from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): DB Group: Other Booking Center (Indicate DB location and account details): Other Institution (Indicate name a location): Funds from various institutions Physical Deposits (specify cash, securities, cheques. ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)? Incoming- 250mn in Fixed income bonds over life of fund 100.000 outgoing per every 2 months - residual interest going back to investors What is the expected volume of assets and currency for the account approx. 90 days after opening? 100000000 'Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 250000000 'Currency I USD Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? 0 Yes EZ No Please list all parties related to the account- For each party: • Check if a source or wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the 'Others column. • Always describe the relationship between the parties in the last column. • Pease drill down to the ultimate/undertying Beneficial Owner(s . _egal Entity Description of Source of Wealth required Ponies related to his account AccounePIC Holder owner Senior of Trust / Founder of Foundation innate Beneficial owner Signatory or Full FOA _imitedrmancial POA ntermediary (FIM) Significant Shareholder (>=25%) Yon-PIC entity ;indicate ownership )6) Jther (please describe other roles and/or ndicate •elationship between parties) i • 0 William Raymond Vandewater O O O 0 Member of ESM Management LLC 40% owner; 2 • • Zuech Christopher Jude O O • P ii • 0 3 0 • Eric S Meyer 0 • • i Managing ern bar of ESA 0 David W Jehnek 0 a ii .../ 5 El 0 Long Term Insured Credit Fund LLC El 0 II U 0 0 h https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&... 12/19/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042721 CONFIDENTIAL SDNY GM_00188905 EFTA01356717