EFTA Document EFTA01356726

KYC flint Page 16 of 21 !Inst tut on One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (°or a . Legal Entit es) Legal Entity Name: WM Pool Equities Trust No 78 - Type of Entity: O FoundationtAssociat ion ®Trust O Company O Estate O Partnership Purpose of Entity: Private Investment L Philanthropic/ Charitable Commercial Type of Entity Other (specify): Purpose of Entity Other (specify) Country of incorporation/registration: Australia Date of incorporation : registration 11/7/2014 Volcker Status: Determination Required Volcker :lag `ic Address (city, street, post code): 105-153 Miller Street North Sydney NSW 2060 Australia U S. TINiEJN 4 74 79028302 Provide a description of th entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations Include information about evotabilitysettlor and beneficiaries,etc.: This ads similar to a retir ment Fund. The fund consists of thousands and thousands of investors. There is no UBO. MLC Investments Limited is the Trustee of the fund. Please indicate how ownership of the legal entity is reflected: NA O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the came persons): NA To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: yes O No 0 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business. Australian Superannuation fund Countries where business s transacted Australia Number of employees 50+ Est. Assets Under Mgt 3D. Wealth Profile (Only for par a requiring source of wealth description as indicated in Section 2) Primary Country of source of wealthisource of Funds? Australia Primary industry of source of Wealth;Source of Funds? °liner Provide Evidence of Corporate Assets (e.g balance sheet or equivalent summary of assets liabilities). Investment funds of Australian retires. Estimated gross receipts p.a.($): 150 000 000 00 Estimated net profit pa. (Sy 125 000.000 00 Estimated investable assets (5): 5500 Mkt • https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&... 12/19/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042735 CONFIDENTIAL SDNY GM_00168919 EFTA01356726