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sd-10-EFTA01356809Dept. of JusticeOther

EFTA Document EFTA01356809

The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. Begin forwarded message: From: Daniel-E Kaiser < > Date: October 31, 2018 at 18:16:43

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The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. Begin forwarded message: From: Daniel-E Kaiser < > Date: October 31, 2018 at 18:16:43

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. Begin forwarded message: From: Daniel-E Kaiser < > Date: October 31, 2018 at 18:16:43 EDT To: Stewart Oldfield Cc: Andrew Gallivan Subject: Re: Butterfly Trust account Stewart, Andrew and I agreed that until the current review of this client is completed that we would not open these related accounts. Regards, Dan Daniel E Kaiser Managing Director Head of Key Client Partners - America's Deutsche Bank Securities Inc. Wealth Management Division 345 Park Avenue, 26th Floor New York NY 10154-0004 Work Mobile Email: Key Client Partners (KCP) Americas does not provide investment advice and the products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(CX3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042907 CONFIDENTIAL SONY GM_00189091 EFTA01356809

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01425220

Subject: Re: Butterfly Trust account From: Stewart Oldfield ‹ > Date: Wed, 31 Oct 2018 19:59:03 -0400 To: Daniel-E Kaiser Cc: Andrew Gallivan Thanks. Let me finish the rest of the remediation for the other accounts. We are 95pct of the way there. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Oct 31, 2018,

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EFTA Document EFTA01418161

Subject: Re: indication on WTI risk reversals [C] From: Stewart Oldfield Date: Thu, 09 Jun 2016 12:35:39 -0400 To: Andrew King ‹ > Classification: Confidential Meaning they post daily variation margin when the mtm moves against them. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile: blackberry Email: Securities offered through Deutsche Bank Securities Inc. From: Andrew King S

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EFTA Document EFTA01437604

Subject: Re: discretionar ortfolio mgmt [I] From: Andrew King Date: Fri, 27 Oct 2017 13:00:24 -0400 To: Stewart Oldfield Cc: Nathaniel Morga William-M Finn Copying Nate and Bill On Oct 27, 2017, at 12:59 PM, Andrew King wrote: Hawkes Bay is not ready for distribution. We could send him Alkeon now. I've copied Nate and Bill who can submit the AIS request. Sent from my iPhone On Oct 27, 2017, at 9:52 AM, Stewart Oldfield c > wrote: > Did you ever send him our healthcare and tech man

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EFTA Document EFTA01438171

Subject: FW: discretionary portfolio m mt [I] From: Stewart Oldfield Date: Fri, 27 Oct 2017 09:52:33 -0400 To: Andrew King Did you ever send him our healthcare and tech managers? From: Stewart Oldfield Sent: Thursday. October 26. 2017 11:40 PM To: Cc: Martin Zeman Subject: Re: discretionary portfolio mgmt [I] Classification: For Internal Use Only Generally not. Would look to an external manager for something like that. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Compan

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EFTA Document EFTA01413247

Subject: RE: rev discrepancy [I] [C] From: Jj Litchford Date: Tue, 27 Oct 2015 12:00:05 -0400 To: Paul Morris Stewart Oldfield Classification: Confidential I have tied out the numbers, it looks to me like everything is essentially correct except for Boies, New Apostolic Church, and Ellin. The numbers attached do not include $20MM in cash from Epstein and $30MM from Lindemann. I also attached the Southern Financial tie-out (through today). There have been significant outflows YTD, even

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EFTA Document EFTA01399512

Subject: Re: Butterfly Trust account From: Kimberly Hart ‹ > Date: Wed, 31 Oct 2018 21:02:18 -0400 To: Daniel-E Kaiser ‹ > Tomorrow, I am free at 8, 9:30 or 4. Do any of those times work for you? Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. Fax Mobile Email Securities offered through Deutsche Bank Securities Inc On Oct 31, 2018, at 6:17 PM, Daniel-E Kaiser wrot

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