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sd-10-EFTA01356834Dept. of JusticeOther

EFTA Document EFTA01356834

From: Sent: To: Subject: Attachments Andrea Tapia I 3/17/2015 5:48:23 PM Kimberly Hart RE: February 2015 AML/KYC Escalation Reports [Ij ACU_COVERAGE_Domestic 3.17.1S.xlsx Classification: For Internal use only Hi Kim, In the attached file, please find my comments re: updates in column N. The three private equity accounts for McCarthy's client, Craig Haesemeyer, are highlighted in red. Kind regards, Andrea Tapia Andrea Tapia Vice President Deutsche Bank Trust Company Americas De

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From: Sent: To: Subject: Attachments Andrea Tapia I 3/17/2015 5:48:23 PM Kimberly Hart RE: February 2015 AML/KYC Escalation Reports [Ij ACU_COVERAGE_Domestic 3.17.1S.xlsx Classification: For Internal use only Hi Kim, In the attached file, please find my comments re: updates in column N. The three private equity accounts for McCarthy's client, Craig Haesemeyer, are highlighted in red. Kind regards, Andrea Tapia Andrea Tapia Vice President Deutsche Bank Trust Company Americas De

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: Subject: Attachments Andrea Tapia I 3/17/2015 5:48:23 PM Kimberly Hart RE: February 2015 AML/KYC Escalation Reports [Ij ACU_COVERAGE_Domestic 3.17.1S.xlsx Classification: For Internal use only Hi Kim, In the attached file, please find my comments re: updates in column N. The three private equity accounts for McCarthy's client, Craig Haesemeyer, are highlighted in red. Kind regards, Andrea Tapia Andrea Tapia Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management Securities offered through Deutsche Bank Securities inc From: Kimberly Hart Sent: Tuesday, March 17, 2015 9:15 AM To: Andrea Tapia Subject: FW: February 2015 AML/KYC Escalation Reports [I] Classification: For Inte ne! use only « OLE Object: Picture (Device Independent Bitmap) » Kimberly Hart CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042960 CONFIDENTIAL SDNY_GM_00189144 EFTA01356834

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