EFTA Document EFTA01356961

To: Jimmy-H Xu • Mathew Negus Akash Malhotra Cc: Joe Aglione Ian Salters Nina Tona Pankaj-A Cho ra ; NCAOTC Derivatives Zeman ; Alka Gopala <a> Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [II Done, thanks. ; Martin Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-H Xu Date: Monday, Apr 16, 2018, 11:56 To: Xavier Avila Mathew Negus , Akash Malhotra Cc: Joe Aglione Ian Salters Nina Tona Chopra NCAOTC Derivatives <=111111INIIIIMIS, Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLCFFT Location [1] Classification: For Internal use only Approved as one-oti, but let's set the KYC done for FFT please Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CB&S - Markets Wnchester House. 1 Great Winchester Street. EC2N 2DB London. United Kingdom Tel. Mobil Email Martin Zeman From: Xavier Avila [ Sent: 16 April 2018 11/1 To: Mathew Negus Akash Malhotra Male c , Ian Salters Nina Tona oe A " le Pankaj-A CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043220 CONFIDENTIAL SONY GM_00189404 EFTA01356961