EFTA Document EFTA01357127

Thanks, Zack From: Nina Tona Sent: Monday, February 26, 2018 4:14 PM To: Zack Bunimovich < Cc: Rita shteynberg Davide-A Sferrazza Subject: RE: *"REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I] Importance: High Classification: For Infernal use only Mello Zack, Please advise on the below as I was told they were put on a "red Ust". Thank you Nina Tona From: Nina Tona Sent: Tuesday, February 20, 2018 4:12 PM To: Zack Bunimovich Cc: Rita Shteynberg < Davide-A Sferrazza Subject: RE: ***REASSIGN NEEDED*" FW: SOUTHERN FINANCIAL LLC - ONB-1010155 III Classification: For krill use only Hi Zack — not sure if I responded. Please continue with the below. Thank you Nina Tona From: Zack Bunimovich Sent: Wednesday, February 14, 2018 1:44 PM To: Nina Tona < Cc: Rita Shteynberg <fl Davide-A Sferrazza Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 Ill Classification: For Internal use only Hi Nina, I'm seeing a lot of these products as already active in dbCAR (other than convertible bonds) under BR 1007494283 . See below and let me know if you need anything else in addition. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0043471 CONFIDENTIAL SDNY_GM_00189655 EFTA01357127