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sd-10-EFTA01357379Dept. of JusticeOther

EFTA Document EFTA01357379

From: Armen Brash Sent: 7/22/2013 3:20:30 PM To: Amanda Kirb Subject: Your KYC has een rejec Your KYC has been rejected. Case it: 01082293 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Epstein, Jeffrey Customer Number: 00000483289 Reason for Reiection:l. Please change account opening dates; these are in the past 2. Please mark the accounts legal entity/corporate accounts. 3. Please give a more substantial explanation of how the client was introduced; how did Paul m

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Dept. of Justice
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sd-10-EFTA01357379
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From: Armen Brash Sent: 7/22/2013 3:20:30 PM To: Amanda Kirb Subject: Your KYC has een rejec Your KYC has been rejected. Case it: 01082293 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Epstein, Jeffrey Customer Number: 00000483289 Reason for Reiection:l. Please change account opening dates; these are in the past 2. Please mark the accounts legal entity/corporate accounts. 3. Please give a more substantial explanation of how the client was introduced; how did Paul m

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Armen Brash Sent: 7/22/2013 3:20:30 PM To: Amanda Kirb Subject: Your KYC has een rejec Your KYC has been rejected. Case it: 01082293 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Epstein, Jeffrey Customer Number: 00000483289 Reason for Reiection:l. Please change account opening dates; these are in the past 2. Please mark the accounts legal entity/corporate accounts. 3. Please give a more substantial explanation of how the client was introduced; how did Paul meet Jeffrey in the first place. 4. The source of wealth description is not sufficient; please give a more detailed bio/narrative on his source of wealth with employer names/positions held, salaries, etc. The SOw description should include an explanation of how he got started, and how he got to where he is today. S. For the entities, please give a better description of exactly what they do the purpose of entity/nature of business provided is not sufficient. 6. Please attach full searches on the previous name of the company. 7. According to the shareholder info attachement; Southern Trust Company Inc is the sole member of Southern Financial LLC; and Jeffrey is the sole shareholder of Southern Trust Company Inc. Therefore, the KYC hasn't been set up correctly to reflect this set up. 8. Please attach the LLC operating agreement for Southern Financial LLC; this should also include proof of ownership/control. 9. Please attach the articles of incorporation and if available, bylaws for Southern Trust Company Inc. 10. Please also attach full searches on Financial Trust Company Inc; which merged into Southern Financial LLC. 11. Please attach all alerts and alert clearances. Please note that based on the information/documentation provided, there may be additional comments/requests for information. To view the KYC click here https://na4.salesforce.com/5006000000Qah5L CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043895 CONFIDENTIAL SDNY_GM_00190079 EFTA01357379

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URLhttps://na4.salesforce.com/5006000000Qah5L

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Subject: RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account# 42952771, Client: SOUTHERN FINANCIAL LLC, Case No. 126413 [I] From: Amanda Kirby < Date: Wed, 08 Jul 2015 09:30:21 -0400 To: Amlcompliance Inquiries < Cc: Paul Morris < Classification: For internal use only 1. What is the purpose of this transaction? Real estate investments 2. What is the relationship between client and payee? FT Real Estate Inc is wholly owned by Jeffrey Epstein. Jeffrey Epstein is the ultimate be

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HAUL HOFFMAN PC P 002/013 MRR-06-2007(TUE) 16: 29 09/ ;23/ 20Er3 11,4: [it -344U- 114 -.4k1::-W? M.. 'WM. • FRS, • ARTICLES OF IN coittioRA JINN ciProVa MAR 2 9 NO1 OF JEEPERS, INC. FAGE 02(22 • ;..71 • * • _ ) j • 'P.17 C7'.- 71 r--,) We, the undersigned, for the purposes of associating to establish a corporffion for the transaction of the business and the promotion and conduct of the objects and purposes hereinafter stated, tinder thipirovisions ilia subject to the requir

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EFTA Document EFTA01398793

Subject: RE: MD approval for ACUs completed for High Risk Clients [I] From: Andrew Gallivan Date: Fri, 07 Apr 2017 To: Vaishali-P Mehta < Classification: For internal use only Approved. From: Vaishali-P Mehta Sent: Friday, April 07, 2017 2:21 PM To: Andrew Gallivan Subject: FW: MD approval for ACUs completed for High Risk Clients [I] Classification: For internal use only Hi Andrew, In an effort to ensure that you have to approve only 1 email, I sent the below email, in hindsight I s

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Subject: RE: Inquiry regarding Acct# Case # 118954 [I] From: Tammy Mcfadden <=I > Date: Mon, 03 Nov 2014 12:06:56 -0500 To: Amanda Kirby AMLCompliance Inquiries Cc: AMLCompliance Inquiries Paul Morris < Classification: For internal use only Hello Amanda — NEW YORK STRATEGY GROUP, LLC, Thank you for your prompt responses. I appreciate your assistance. Kind regards, Tammy From: Amanda Kirby Sent: Monday, November 03, 2014 11:32 AM To: AMLCompliance Inquiries Cc: AMLCompliance Inq

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rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 6/15/2017 Alert Date: 6/15/2017 Added to Monitoring: 06/15/2017 Person Name: Jeffrey Epstein Date of Birt Address: Tracking ID: KYF Or,ui,:iy UNITED STATES Reporting ID: Alerted Entity tr- 1 of 2 Entity Information Risk Priority: Critical Alert ID: 9477691.11602729.80962620 Entity ID: Riskid: Entity Name: Jeffrey Epstein Alias: JEFFREY EDWARD EPSTEIN Address: • 9 E 71ST ST. NEW YORK, New Volt 10021.4102, UNITED ST

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