Attachments (Urvashi Lavania, 2/6/2015)

From: Urvashi Lavania on behalf of PWM 815-Research Sent: 2/6/2015 9:51:38 A To: CC: Subject: Attachments rdc alert_l.pdf rdc alert_2.pdf Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that