EFTA Document EFTA01358415
From: Xavier Avila . Sent: 4/4/2018 5:18:47 PM To: Mathew Negus Zack Bunimovich CC: Martin Zeman • Anthon Lentini Daniel-E Kaiser Ian Salters Subject: RE: Southern Financial RDC Alerts ill Nina told me it's me that I need to approve this instead of Martin, so I approve. Matt, let's discuss this client and RDC Alerts, this client has gone through a tremendous amount of scrutiny at WM KYC level and management decision is that we are engaging the client. Thanks Xavi From: Mathew
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From: Xavier Avila . Sent: 4/4/2018 5:18:47 PM To: Mathew Negus Zack Bunimovich CC: Martin Zeman • Anthon Lentini Daniel-E Kaiser Ian Salters Subject: RE: Southern Financial RDC Alerts ill Nina told me it's me that I need to approve this instead of Martin, so I approve. Matt, let's discuss this client and RDC Alerts, this client has gone through a tremendous amount of scrutiny at WM KYC level and management decision is that we are engaging the client. Thanks Xavi From: Mathew
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• W-9 • Organization Chart o Per attachment "Southern Financial Operating Agreement" (pages 1, 16) • Southern Trust Company Inc. is the sole member of Southern Financial LLC Jeffrey Epstein is the sole shareholder of Southern Trust Company inc. • UBOs (Owners) that own greater than 10% o Jeffrey Epstein is the sole U80 (see "Organization Chart" above) • The source of funds for the UBOs (owners) that are greater than 10% o Jeffery Epstein began his financial career in the mid 70s
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Subject: RE: SF [I] [C] From: Nina Tona Date: Tue, 13 Mar 2018 11:41:22 -0400 To: Zack Bunimovich Martin Zeman Xavier Avila Cc: Rita Shteynberg Mathew Negus titan Patel Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Classification: Confidential Zack, I believe some of the below was already provided back in Feb. Please review below and attached to make sure they are sufficient and we'll get back on the additonal. Ownership - Broken down to 10% (Org chart with %'s of owners
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To: Zack Bunimovich ; Martin Zeman ca; Xavier Avila Cc: Rita Shteynber ; Mathew Negus •ca; Jitan Patel Alastair Mackinlay Davide-A Sferrazza <- Anthony Lentini Subject: RE: SF [I] [C] Classification: Confidential lack, i believe some of the below was already provided back in F eb. Please review below and attached to make sure they are sufficient and we'll get back on the additonal. Ownership - Broken down to 10% (Org chart with %'s of ownership or confirmation from Senior Client Rep
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