EFTA Document EFTA01358457

Happy to discuss tomorrow so Nina can submit this list. Thank you, Davide From: Nina Tona Sent: Tuesday, March 13, 2018 2:44 PM To: Xavier Avila < Cc: Joshua Shoshan >; Martin Zeman < Salters < >; Tazia Smith < Subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List Ill >; Davide-A Sferrazza Classification: For Internal use only Please see updated list. >; Billy Obregon >; Alastair Mackinlay >; Ian Priority Rank Team KCP LATAM WM Client / Account Name 03 Capital Global Fund dbcar ID Responsible New KYC Review - For KYC Date Info/Dots Yes N/A Xavi A Responsible - For Contact/CM Nina T Case Manager Rita Shteynberg KYC Target Due Date ASAP Live Trades Yes 3/: ne pr< 2 ii pe 2 KCP US Southern Financial LLC Martin Z Nina T Zack Bunimovich ASAP Yes 3/: car ite we be. Fel 3 KCP LATAM Tonelle Limited No Xavi A Nina T Rita Shteynberg ASAP Yes 4 KCP US Anschutz Investments Co Yes N/A Martin Z Nina T Aisha Khan ASAP Yes Lis rec prc ser Mz 5 KCP LATAM Inversiones Alabama Limitada N/A Yes N/A Billy 0 Nina T Rita Shteynberg ASAP No Wi inf Bill 6 KCP US George B Kaiser N/A Josh S Nina T ASAP Yes 7 KCP US George Kaiser Family Foundation Josh S Nina T ASAP Yes 8 KCP LATAM Blue Media Investments Inc No Xavi A Nina T Rita Shteynberg End April No No re5 fro Mz CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0046214 SDNY_GM_00192398 EFTA01358457