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sd-10-EFTA01358795Dept. of JusticeOther

EFTA Document EFTA01358795

KYC Print Page 6 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: William Christian - Date of Birth: Country of Residence: USA Country of Citizenship: USA Address of primary residence: 16 Innisbrook Road Skillman f‘13 08558 United States Profession/Occupation: COO, GoldenTree Asset Management Tax ID / SSN: Current Employer: GoldenTree Asset Management Position/Title

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Dept. of Justice
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sd-10-EFTA01358795
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KYC Print Page 6 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: William Christian - Date of Birth: Country of Residence: USA Country of Citizenship: USA Address of primary residence: 16 Innisbrook Road Skillman f‘13 08558 United States Profession/Occupation: COO, GoldenTree Asset Management Tax ID / SSN: Current Employer: GoldenTree Asset Management Position/Title

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EFTA Disclosure
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KYC Print Page 6 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: William Christian - Date of Birth: Country of Residence: USA Country of Citizenship: USA Address of primary residence: 16 Innisbrook Road Skillman f‘13 08558 United States Profession/Occupation: COO, GoldenTree Asset Management Tax ID / SSN: Current Employer: GoldenTree Asset Management Position/Title/Rank: COO Address of employer: 300 Park Avenue, 20th Floor New York NY United States 10022 Is the individual a Politically Exposed Person (PEP)?(if Yes descnbe) 0 Yes RI No To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or Theo: f shir,, describe) O Family O Friendship None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yadescnbe) O Yes R No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Oient Place of Business: Other Location (specify): Date: -1 El O J O J d El O EJ Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Summarize Source of Wealth: ....J Business Owner O Salary/Earnings El Investment El Inheritance/Gifts -1 Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did setdor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income ($): Estimated amount of investable assets(;): Estimated Net WOrth($): Amount of assets planned to invest with PWM(;): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: haps://dbforcepb.my.salesforce.com/servlet/senflet.Integration?lid=0 I N30000000D9Di... 5/18/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(e) DB-SDNY-0046738 CONFIDENTIAL SDNY_GM_00192922 EFTA01358795

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