EFTA Document EFTA01358819

Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Socurities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Monday, July 09, 2018 10:08 AM To: Bradley Gillin Cc: Daphne Cales Subject: 2018 Periodic Review for acct Techview Investments Launder the TECHVIEW INVESTMENTS RELATIONSHIP Importance: High Hello Brad, This relates to review of above high risk account which is due for remediation 7/31/2018. Upon review, I have completed the attached checklist and have identified the following RP's based on the dots available in the repositories & attachments — Acct Holder — Techview Investments Ltd Sole Shareholder — Topaz Asset Holdings Ltd Director & Authorized Signatory — Hetton Management Company Ltd Authorized Signatory & UBO@Techview; Director@Cayside and Settlor@The Quartz Settlement — Sarkis D. lzmirlian Authorized Signatory & UBO@Techview; Director@Cayside — Dikran S. lzmirlian Authorized Signatory; Director@Cayside — Pascale S. Allen Authorized Signatory — Daphne C. Delaney Authorized Signatory —Justin T. McDonald Sole Shareholder@Topaz & Trustee to The Quartz Settlement — Cayside (PTC) Limited During further review, I noticed that there is already a case launched for this account hich is in rejected status right now. I am happy to take over this case, in case you are not working on it already. I will require your assistance on resolving some of the rejection points that I have gone through already. If you are ok with this, request you to assign this case to me and I will take it further, thanks. Kind Regards, Vijay Sawant INC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046765 CONFIDENTIAL SDNY_GM_00192949 EFTA01358819