EFTA Document EFTA01358856

Page 4 Operatm Locations - Showing 6 location(s) NO. ADDRESS METRO AREA PHONE 1. 2000 Avenue Of The Stars Ste 510 Los Angeles, CA 90067-4726 Los Angeles County Los Angeles-Long Beach, CA 310-843-1900 / (Phone De-Listed in Electronic Directory Assistance) 310-843-1999 0 (Fax) 310.843-1989 OD (Fax) 2. 7 Saint Paul St Ste 820 Baltimore. MD 21202-1681 Baltimore County Baltimore, MD 3. 9 W 57th St New York, NY 10019-2701 New York County New York, NY 212-515-3450 ./ (Phone De-Listed in Electronic Directory Assistance) 212-515-3200 fit (Most Recent Listexg) 12/01/2015 - 07/05/2018 (Business) 212-515-3251 OD (Fax) 212-822-0625 917-286-5500 at (Phone De-Listed in Electronic Directory Assistance) 4. 730 5th Ave Fl 9 New York, NY 10019.4105 New York County New York, NY 5. 111 8th Ave New York, NY 10011-5201 New York County NEW YORK COUNTY 6. 1 Manhattanville Rd Ste 201 Purchase. NY 10577-2100 Westchester County New York, NY Sales -1 record(s) found ANNUAL SALES $2,557,300,000.00 DATE REPORTED 06/18/2018 Parent Company - 0 record(s) found Industry Information SIC NAIC 6211 Security Brokers And Dealers 523920 Portfolio Management 6221 Commodity Contracts Brokers, Dealers 52393 Investment Advice 6282 Investment Advice 523930 Investment Advice 6289 Security And Commodity Services, Nec 523999 Miscellaneous Financial Investment Activities 6371 Pension, Health, And Welfare Funds 525990 Other Financial Vehicles 6531 Real Estate Agents And Managers 531210 Offices of Real Estate Agents and Brokers For internal use only For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0046817 SDNY_GM_00 193001 EFTA01358856