EFTA Document EFTA01359831

From: Armen Brash Sent: 3/22/2016 9:12:17 AM To: Jj Litchford CC: Andrew Gallivan ( Subject: PM: Account ; Stewart Oldfield I Overdraft for 8 days- ACTION REQUIRED III Classification: For Internal use only All, This overdraft has now been outstanding for 11 days. Per policy, it is being escalated to Andrew, copied. I understand that the client had fraud on this account about a week ago—a new account was opened and the assets were transferred, but this account was supposed to be closed (and was not). As of Friday, we were waiting to learn if this was a "good" transaction or also fraudulent. JJ: Do you have an update on this and when the overdraft will finally be resolved? Best, Armen Armen Brash Director Mrs Potnitrwiv Perfonn, From: Melinda Roy Sent: Monday, March 21, 2016 11:17 AM To: Armen Brash Cc: Jj Litchford; Stewart Oldfield Subject: RE: Account Overdraft for 8 days- ACTION REQUIRED [I] Classification: For internal use only Thank you. Sorry for the confusion. JJ is coming in this afternoon to take care of it. From: Armen Brash Sent: Monday, March 21, 2016 11:16 AM To: Melinda Roy Cc: Jj Litchford; Stewart Oldfield Subject: RE: Account Overdraft for 8 days- ACTION REQUIRED [I] Classification: For Internal use only Fee waiver approved... CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047970 CONFIDENTIAL SDNY_GM_00194154 EFTA01359831