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sd-10-EFTA01360548Dept. of JusticeOther

EFTA Document EFTA01360548

(Embedded image moved to file: pic19819.gif) From: PWM AOG/ To: Pema sherpa cc: Amanda Kirby PWM AOG! Date: 11/01/2013 10:47 AM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC [I] classification: For internal use only Hi Pema, FYI Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : From: PWM AOG! To: Amanda Kirby cc: PWM AOG Date: 11/01/2013 10:42 AM Subject: DB Force Case# 01146170: Darren K. Indyke PLLC [I] Classification: For inte

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sd-10-EFTA01360548
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(Embedded image moved to file: pic19819.gif) From: PWM AOG/ To: Pema sherpa cc: Amanda Kirby PWM AOG! Date: 11/01/2013 10:47 AM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC [I] classification: For internal use only Hi Pema, FYI Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : From: PWM AOG! To: Amanda Kirby cc: PWM AOG Date: 11/01/2013 10:42 AM Subject: DB Force Case# 01146170: Darren K. Indyke PLLC [I] Classification: For inte

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(Embedded image moved to file: pic19819.gif) From: PWM AOG/ To: Pema sherpa cc: Amanda Kirby PWM AOG! Date: 11/01/2013 10:47 AM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC [I] classification: For internal use only Hi Pema, FYI Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : From: PWM AOG! To: Amanda Kirby cc: PWM AOG Date: 11/01/2013 10:42 AM Subject: DB Force Case# 01146170: Darren K. Indyke PLLC [I] Classification: For internal use only Hi Amanda, while reviewing the account opening docs, we came across the below issues: 1. on Account Opening Application, both DB Private wealth online Plus and Link to Existing Online Relationship have been selected. Please select the correct one only. (Embedded image moved to file: pic30032.gif) 2. This entity is Limited Liability Corporation, however on w-9, Federal Tax Classification is selected as Other: Atty Tust Account. Please correct the same to LLC along with the Tax classification (5,c or P) (Embedded image moved to file: pic30819.gif) 3. KYC is in pending status. Please let us know, once it is approved. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048961 CONFIDENTIAL SDNY_GM_00 195145 EFTA01360548

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From: Vahe Stepanian [vahe.stepanian@db.com] Sent: 4/3/2014 3:51:15 PM To: Amanda Kirby f amanda.kirby@db.com) CC: Darren Indyke [dkiesq@aol.corn]; Richard Kahn [richardkahn12@gmail.com] Subject: re: Enhanced Wire 4.3.2014 Classification: Public Hi Rich - thanks for sending over. I will follow up with Darren shortly verbally confirm. Just one quick question - are the attached USD instructions? Generally SWIFT/IBAN instructions are for Non-USD. Thank you, Vahe Vahe Stepanian Assoc

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Subject: Re: JEE WT to SK [C] From: Amanda Kirby a> Date: Thu, 05 Jun 2014 11:18:59 -0400 To: Classification: Confidential Thanks, Bella. I did notice it but I definitely appreciate the reminder! Best, Amanda Kirby Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Email Securities offered through Deutsche Bank Securities Inc. From: bellaklein a To: Amanda Kirby/ Date: 06/05/2014 11:17 AM Subject: Re:

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Subject: NES WT From: bellaklein Date: Fri, 20 Mar 2015 15:50:10 -0400 To: Amanda Kirby c-' > Cc: Darren Indyke < Richard Kahn <emeemememememememememe> Please confirm the attache wire EFTA01404007

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Deutsche Asset & wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. E-Mai : From: Amanda Kirby/db/dbcom To: Ian Hearn/db/dbcom@DBAMERICAS, cc: DeAwM-wM DerivativeDocs/db/dbcomODBAMERIcAs, Paul Morris/db/dbcom@DBAMERICAs, vahe stepanian/db/dbcom@DBAmericas Date: 10/30/2014 09:00 AM Subject: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - step 1 [C] Classification: confidential Ian, Please see attached Best, Amanda Kirby (Embedded image moved

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