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sd-10-EFTA01360879Dept. of JusticeOther

EFTA Document EFTA01360879

EP04402 24 3 Pfd , ;201 10/25, 4:14 Lam Price 1 • Last Price 24.000 T High on 06/30/14 24.400 aI- Average 22.792 1 Low on 12/11/13 20.590 r( I I Dec 2013 From. To: Cc: Date: Subject From: Tazia Smith [tazia.smith@db.con] Sent: 10/28/2014 11:36:45 AM To: jeffrey E. [jeevacation@gmail.com] CC: Daniel Sabba tdaniel.sabba@db.com); Paul Morris [paul.morris@db.com]; Richard Kahn jrichardkahn12@gmail.comj; Vahe Stepanian [vahe.stepanian@db.comj; Stewart Oldfield Istewart.ol

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Dept. of Justice
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sd-10-EFTA01360879
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EP04402 24 3 Pfd , ;201 10/25, 4:14 Lam Price 1 • Last Price 24.000 T High on 06/30/14 24.400 aI- Average 22.792 1 Low on 12/11/13 20.590 r( I I Dec 2013 From. To: Cc: Date: Subject From: Tazia Smith [tazia.smith@db.con] Sent: 10/28/2014 11:36:45 AM To: jeffrey E. [jeevacation@gmail.com] CC: Daniel Sabba tdaniel.sabba@db.com); Paul Morris [paul.morris@db.com]; Richard Kahn jrichardkahn12@gmail.comj; Vahe Stepanian [vahe.stepanian@db.comj; Stewart Oldfield Istewart.ol

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
EP04402 24 3 Pfd , ;201 10/25, 4:14 Lam Price 1 • Last Price 24.000 T High on 06/30/14 24.400 aI- Average 22.792 1 Low on 12/11/13 20.590 r( I I Dec 2013 From. To: Cc: Date: Subject From: Tazia Smith [tazia.smith@db.con] Sent: 10/28/2014 11:36:45 AM To: jeffrey E. [jeevacation@gmail.com] CC: Daniel Sabba tdaniel.sabba@db.com); Paul Morris [paul.morris@db.com]; Richard Kahn jrichardkahn12@gmail.comj; Vahe Stepanian [vahe.stepanian@db.comj; Stewart Oldfield Istewart.oldfield@db.cond Subject: Re: IC) Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945: the pfd is presently 524, we're working aggressively at that level. Please let us know if you want us to bid higher. 12/31/49 .3 1 24.000 -.093 N24.000 /24.010 3 1 11:28 Vol 57,252 0 23.911D H .24.040 L 23.880 . 1.37711 7--TIŠ a v e As ` S • - MMC90 Tar Line Chart 3 g Mini" comin", Daly • P.: Sec..nty:S,A) II ;wet Track Annotate ' News Zoom 24.500 11 Itt 1"f11 Mar rv • I. Volume 57452.000 • SMAVG (15) 59045.199 24.000 23.500 23.000 22.500 22.000 21.500 21.000 20.500 57452.000 Tazia Smith/aka:corn -Jeffrey E. <joevacationggmail.com>. Daniel SabbardbidbcomeDBAMERICAS, Paul Morns. Richard Kahn <fichardkahn12@gmarbeem». Vahe Stepanianklbidbcom@DBANIERICAS 10/28/2014 11:06 AM Re: IC) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049508 CONFIDENTIAL SDNY_GM_00195692 EFTA01360879

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Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Domainjoevacationggmail.com
Emailistewart.oldfield@db.cond
Emailjeevacation@gmail.com
Emailjrichardkahn12@gmail.comj
Emailpaul.morris@db.com
Emailtazia.smith@db.con
Emailtdaniel.sabba@db.com
Emailvahe.stepanian@db.comj
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From: Tazia Smith Sent: 10/29/2014 10:02:34 AM To: jeevacation@gmail.com CC: Richard Kahn [ Daniel Sabba I ; Vahe Stepanian I I; Paul Morris I I; Stewart Oldfield I Subject: Re: IC] Attachments: pic31302.gif; pic22467.gif; pic22404.gif; pic11204.gif; pic08169.gif; pic28288.gif; pic18588.gif; pic21461.gif; pic25587.gif; pic25325.gif; pic18931.gif; pic21297.gif classification: confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Sugg

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Fax Mobi e +1 Email (Embedded image moved to file: From: To: Cc: Stewart Date: Subject: pic276S1.gif) Tazia Smith, "jeffrey E." <jeevacation@gmail.com,, Daniel Sabba Oldfield 10/28/2014 02:24 PM Re: [C] Classification: confidential Jeffrey - Thus far done 25% of the volume now. aggressive. Not enough Tazia , Paul Morris, Richard vahe Stepanian/ Kahn 'c >, on 36,300 Citi 5.8% pfd at 523.9964. Participating Please let us know if you would like us to be more volume to get

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Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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From: Tazia Smith Sent: 10/29/2014 8:39:55 AM To: Jeffrey E. (jeevacation@gmail.com) CC: Daniel Sabba Paul Morris ; Stewart Oldfield I ; Richard Kahn ; Vahe Stepanian Subject: ICJ Attachments: pic30997.gif; pic27651.gif; pic24440.gif; pic24974.gif; pic16989.gif; pic13673.gif; pic31693.gif; pic27187.gif; pic14781.gif; pic07322.gif; pic23174.gif; pic07276.gif Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazi

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Cc: Daniel Sabba/db , Paul Morris, Richard Kahn , vahe Stepanian/db , Stewart Oldfield/db Date: 10/28/2014 11:36 AM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of citi 5.8% pfd at 523.9945; the pfd is presently 524, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic06957.gif) From: Tazia smith/db/dbcom TO: "jeffrey E." <jeevacation0gmail.com>, Cc: D

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