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sd-10-EFTA01360911Dept. of JusticeOther

EFTA Document EFTA01360911

From: Tazia Smith [tazia.smith@db.com] Sent: 10/28/2014 2:24:40 PM To: jeffrey E. [jeevacation@gmail.com] CC: Daniel Sabba Waniel.sabba@db.comj; Paul Morris [paul.morris@db.com]; Richard Kahn jrichardkahn12@gmail.comj; Stewart Oldfield istewarcoldfield@db.coml; Vahe Stepanian jvahe.stepanian@db.comj Subject: Re: IC) Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us t

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sd-10-EFTA01360911
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From: Tazia Smith [tazia.smith@db.com] Sent: 10/28/2014 2:24:40 PM To: jeffrey E. [jeevacation@gmail.com] CC: Daniel Sabba Waniel.sabba@db.comj; Paul Morris [paul.morris@db.com]; Richard Kahn jrichardkahn12@gmail.comj; Stewart Oldfield istewarcoldfield@db.coml; Vahe Stepanian jvahe.stepanian@db.comj Subject: Re: IC) Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us t

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From: Tazia Smith [tazia.smith@db.com] Sent: 10/28/2014 2:24:40 PM To: jeffrey E. [jeevacation@gmail.com] CC: Daniel Sabba Waniel.sabba@db.comj; Paul Morris [paul.morris@db.com]; Richard Kahn jrichardkahn12@gmail.comj; Stewart Oldfield istewarcoldfield@db.coml; Vahe Stepanian jvahe.stepanian@db.comj Subject: Re: IC) Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia C 5.8 12/31/49 24.075 +.168 N24.070 /24.090 i 3 • 1 EXCh 14:16 Vol 78 687 r 23.911 ' I t 24. 099 - t 23.880 1.888M QI9 Actions Edit- 9$ Tat& - c44nP3". 10t2.3/2Cte: [IN Last Price 24.075 - T High on 06/30/14 24.400 - -0- Average 22.792 / Low on 12/11/13 20.590 Line Chart votone use e Evert O .-24.500 24.075 0.23.500 0.23.000 0-22.500 0-22.000 0-21.500 0-21.000 0'20.500 To volume 78687.000 0-0.4M 0-0.2m 78687.000 Dec Mar 2013 Jun 2014 Sep VWAP from time of Order Entry: $24.0117 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049572 CONFIDENTIAL SDNY_GM_00195756 EFTA01360911

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Emailistewarcoldfield@db.coml
Emailjeevacation@gmail.com
Emailjrichardkahn12@gmail.comj
Emailjvahe.stepanian@db.comj
Emailpaul.morris@db.com
Emailtazia.smith@db.com
Emailwaniel.sabba@db.comj
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From: Tazia Smith Sent: 10/29/2014 10:02:34 AM To: jeevacation@gmail.com CC: Richard Kahn [ Daniel Sabba I ; Vahe Stepanian I I; Paul Morris I I; Stewart Oldfield I Subject: Re: IC] Attachments: pic31302.gif; pic22467.gif; pic22404.gif; pic11204.gif; pic08169.gif; pic28288.gif; pic18588.gif; pic21461.gif; pic25587.gif; pic25325.gif; pic18931.gif; pic21297.gif classification: confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Sugg

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Fax Mobi e +1 Email (Embedded image moved to file: From: To: Cc: Stewart Date: Subject: pic276S1.gif) Tazia Smith, "jeffrey E." <jeevacation@gmail.com,, Daniel Sabba Oldfield 10/28/2014 02:24 PM Re: [C] Classification: confidential Jeffrey - Thus far done 25% of the volume now. aggressive. Not enough Tazia , Paul Morris, Richard vahe Stepanian/ Kahn 'c >, on 36,300 Citi 5.8% pfd at 523.9964. Participating Please let us know if you would like us to be more volume to get

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Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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From: Tazia Smith Sent: 10/29/2014 8:39:55 AM To: Jeffrey E. (jeevacation@gmail.com) CC: Daniel Sabba Paul Morris ; Stewart Oldfield I ; Richard Kahn ; Vahe Stepanian Subject: ICJ Attachments: pic30997.gif; pic27651.gif; pic24440.gif; pic24974.gif; pic16989.gif; pic13673.gif; pic31693.gif; pic27187.gif; pic14781.gif; pic07322.gif; pic23174.gif; pic07276.gif Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazi

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Cc: Daniel Sabba/db , Paul Morris, Richard Kahn , vahe Stepanian/db , Stewart Oldfield/db Date: 10/28/2014 11:36 AM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of citi 5.8% pfd at 523.9945; the pfd is presently 524, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic06957.gif) From: Tazia smith/db/dbcom TO: "jeffrey E." <jeevacation0gmail.com>, Cc: D

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