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sd-10-EFTA01361035Dept. of JusticeOther

EFTA Document EFTA01361035

Your KYC has been rejected. Case #: 01133377 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Indyke, Darren Customer Number: 00000486405 Reason for Rejection:Please address the following: For The 2007 Jeffrey E. Epstein Insurance Trust #3: 1. Please complete wealth Profile 2. Re-run searches with correct country. Should be US virgin Islands, not united states. (Resolved - J. Lightbody) For HBRK Associates, Inc. (both accounts) 1. Please check the Signatory or Full POA box

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Dept. of Justice
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sd-10-EFTA01361035
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Your KYC has been rejected. Case #: 01133377 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Indyke, Darren Customer Number: 00000486405 Reason for Rejection:Please address the following: For The 2007 Jeffrey E. Epstein Insurance Trust #3: 1. Please complete wealth Profile 2. Re-run searches with correct country. Should be US virgin Islands, not united states. (Resolved - J. Lightbody) For HBRK Associates, Inc. (both accounts) 1. Please check the Signatory or Full POA box

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Your KYC has been rejected. Case #: 01133377 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Indyke, Darren Customer Number: 00000486405 Reason for Rejection:Please address the following: For The 2007 Jeffrey E. Epstein Insurance Trust #3: 1. Please complete wealth Profile 2. Re-run searches with correct country. Should be US virgin Islands, not united states. (Resolved - J. Lightbody) For HBRK Associates, Inc. (both accounts) 1. Please check the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) For Darren K. Indyke PLLC: 1. Please check the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) 2. For the Attorney Trust Account. Is this a IOLA account, and if so, please explain purpose of the checking. Currently it's noted that it will be "for the daily use of the company's needs". If this is a clients esrow account this purpose would not apply. (Resolved - J. Lightbody) For New York Strategy Group, LLC (both account); 1. Please check the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. indyke an accountant (per KYC) as well as a lawyer? Please correct KYC if he is not an accountant and please run Martindale-Hubbell. TO view the KYC click here https://na4.salesforce.com/S006000000T1JGX CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049814 CONFIDENTIAL SDNY_GM_00195998 EFTA01361035

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URLhttps://na4.salesforce.com/S006000000T1JGX

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Vijay-A Sawant Date: Fri, 10 Aug 2018 01:27:16 -0400 To: Bradley Gillin Cc: Stewart Oldfield Hi Brad, A kind reminder of the below 'updated' Exco approval request for acct Prytanee LLC under the SOUTHERN FINANCIAL RELATIONSHIP for KYC Case#01946825. Regards, {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Ba

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 10:06:56 -0400 To: Vijay-A Sawant <Ma Please give me a call when you can. Thanks From: Vijay-A Sawant Sent: Tuesday, September To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ; Richard Iarossi Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High 04, 2018 9:57 AM Hi Stewart, We require the '

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Hello Stewart, Hope you are well!! I have received the following list of rejection points on KYC Case$101946825 relating to customer — Prytanee, LLC. I need your assistance in resolving below highlighted points. For Point 2 —As per attached constitutional doc, they (AML) are requesting to update address mentioned on Pg 11 (Royal Palms Professional Building address). I had updated address as per Pg 28 which is the IRS letter. Please confirm whether to keep this address or amend it as per Pg

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Subject: RE: Euro purchase JE acc xxx 9691 [I] From: Nicole Perskawiec Date: Wed, 10 Apr 2019 10:36:36 -0400 To: Stewart Oldfield Cc: Bradley Gillin Daphne Cales < Firdaus Madiar Brigid Macias Classification: For internal use only Stew, Due to us using a third party vendor, they require Jeffrey Epstein's ID. We are aware, Darren Indyke is an authorized agent on the account. Please see below, for a list of currency orders we have done for Epstein. Buy & Sale of Foreign Currency Date

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