EFTA Document EFTA01361199

From: Vahe Stepanian Sent: 7/24/2013 2:15:16 PM To: Amanda Kirby CC: Jay Lipma Subject: Re: KYC for Brokerage II] Classification: For internal use only Thanks Amanda. From: To: Date: 07/24/2013 01:59 PM Subject: KYC for Brokerage [I] Classification: For internal use only Hello Gentleman! copied you both on an email with account opening docs for southern Financial, LLC and Southern Trust Company, Inc. Below I am attaching all the documents I have for a KYC on your end. I also have a KYC for the checking accounts so let me know if you have any questions. I'm pretty sure everything is attached below but if you need something else let me know and I'm sure I have it somewhere. I'm out tomorrow and Friday but will have access to my blackberry and can call either of you if you have any questions (minus my flight from noon-4 tomorrow). Thanks! Amanda [attachment "Authoirzation of inquiry capabilities.pdf" deleted by-Maive— III =Illg ] [attachment "Certificate of Good Standing - Southern Trust.pdf" deleted by===i t [attachment ")Epstein ID and Social.pdf- deleted by [attachment "SF Operating Agreement.pdf" deleted b , - ] [attachment "shareholder info.pdf" deleted by attachment "Southern Trust-Infomatics Articles of Incorporation and Backgrouns.pdf- deleted by vahe [attachment "South e- SouthernTry Cert of Good Standing.pdf" deleted by ] [attachment "w-9 ST and SF.pdf" deleted by vahe CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050199 CONFIDENTIAL SDNY_GM_00196383 EFTA01361199