EFTA Document EFTA01361453

From: Urvashi Lavania On Behalf Of PWM BIS-Research Sent: Friday, February 06, 2015 9:52 AM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: rdc alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. See attached file: rdc alert 2.pdfi rdc alert p4/)(See attached file: rdc alert tpdfi(See attached Regards Urvashi[attachment rdc alert.pdr deleted by Monifa Crawford/db/dbcom] [attachment alert_1.pdr deleted by Monifa Cra m] [attachment rdc alert_2.pdf' deleted by Monifa Crawford/db/dbcom] [attachment RDC Clearance.pdr deleted by Monifa Crawford/db/dbcom] rdc CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0050628 CONFIDENTIAL SDNY_GM_00196812 EFTA01361453