EFTA Document EFTA01361562

From: Ariane Dwyer Sent: 10/23/2015 10:16:03 AM To: Paul Morris Jj Litchford Stewart Oldfield CC: Vahe Stepanian Daniel Sabba Subject: RE: Southern Financial Ill Attachments: SFLLC Relationship Statements.zip Classification: For Internal use only Hi Paul, I will make sure to do so. Please find attached all the December 2014 account statements for the Southern Financial Relationship. There are no statements for acct no. N4G025080, N4G025098, N4G025106, N4G025114 as they are empty and have had no activity. Best, Ari From: Paul Morris Sent: Thursday, October 22, 2015 5:06 PM To: Jj Litchford; Ariane Dwyer; Vahe Stepanian Cc: Stewart Oldfield Subject: RE: Southern Financial [1] Thanks for the help, we need to make sure going forward that we are cc'd on any significant wires going out of brokerage. Thanks Original Message From: Jj Litchford Sent: Thursday, October 22, 2015 04:46 PM Eastern Standard Time To: Ariane Dwyer; Vahe Stepanian Cc: Paul Morris; Stewart Oldfield Subject: Southern Financial [I] Classification: For Internal use only Hi Ari/ Vahe-- Thanks for your help today, we need to expand on the questions we had earlier. 1) We need to know the account balances for each of the Southern Financial Relationship brokerage accounts on 12/31/2014 as well as the current balances. Unfortunately, we don't have system visibility into brokerage accounts anymore. 2) For outflows, we need a better understanding of where large ($1MM+) wires were and are going. Is there a way to pull all wires over $1MM and where they were sent? More concerned with anything leaving the DB umbrella. Thanks in advance. I realize #2 will likely take some leg work... we are most concerned presently with #1. 11 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050758 CONFIDENTIAL SDNY_GM_00196942 EFTA01361562