EFTA Document EFTA01361659

Asset Allocation Disclosure and Footnotes Certain values have been defaulted into the Other Asset Class due to incomplete categorizing data All values are displayed in U.S. dollars based on interbank exchange rates as of 12131/2014. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short•Teim Gain/Loss 0.00 558.368.41 2,914,886.15 Long-Term Gain/Loss 1,025.53 -8 900.250 34 3,812,149.65 Net Gain/Loss 1,025.53 -8,341,881.93 6,727,035.80 This summary excludes transactions where cost basis information is not available. For Your Information On June 5, 2014, the European Central Bank Ithe -ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits wdl be charged to your account The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as Tree Credit Balance Interest Charge% The interest will be reported on your Forms 1099 and/or 1042S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Mont Balance Sweep Money Market Fund ows GOVERNM ENT CASH INSTI. Account hum bar: 0000001490 Current Yield 0.03% Activity Ending: 12/31114 11129/14 Opening Balance 43,562,095.04 43,562,095.04 12116114 Deposit MONEY FUND PURCHASE 119,250.00 43,681,345.04 12117114 Deposit 148,125.00 43,829,470.04 12124114 Deposit 29,257.50 43,858,727.54 12129114 Deposit 316,02812 44,174,755.76 12130114 Deposit 43,739.08 44,218,494.84 12131114 Deposit INCOME REINVEST 1.114.49 44,219,609.33 12131114 Closing Balance $44,219,609.33 Total All Money Market Funds $44,219,600.33 Page 2 of 21 got COS 3SCST 3002!, Account Number SO LTI- ERN FINANCIAL LLC Cso paperless Pa. A•Otr" C on.r.tev Rot E Went f Very Yaw tone, .},007 [NAGAR RATED COMMON iCATK,I6 eXallENC? WWI.; •••••••ra O.!. • togrol• •••••me •..4••••••• CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050884 CONFIDENTIAL PROT1 PROT0