EFTA Document EFTA01362167

KYC Print Page 13 of 13 Management (PWNO worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP 's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that 1 have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP1s) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Dads Bank Aznarkaa Now Yok al https://dbforeepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e. 8/10/2015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051482 CONFIDENTIAL SDNY_ GM_00197666 EFTA01362167