EFTA Document EFTA01362258

Mort. Inc - DueDate 08/18/2018 — Awaiting dots as per attached 6th email attached. • Zono Mamt merit L LC • DueDate 08118/2018 - Awaiting dots as per attached 5th emit attached. - DueDate 07/27/2018 - Does required as per attached 2nd email Certificate of Good Standing (within 6 months) requested for all above referenced entities. From: Vinita Advani Sent: Thursday, Au ust 23 2018 11:51 AM To: Terri Sohrab Cc: Thomas Klemm Daphne Cales Subject: Update : Case management on High Risk accounts [I] Emily Craig Classification: For internal use only Hi Terri, Trust you are doing well. We were in a meeting with Thomas today. I thank you for sharing your feedback on Vijay. The team is currently focusing on all High Risk cases due 2018 and have been instructed to complete all high risk cases due for the rest of the year. Overview for your list of clients: • Total High Risk Cases due 2018: • Work in progress: • Cases yet to be started: 91 52* 27 *52 cases — this is a mix of KYC's where we are awaiting information and rejected cases. Considering volumes and to be able to meet targeted dates, I have reallocated these cases amongst other case managers within the team. Along with Vijay these cases are now reassigned between S more Case managers ( Alka, Mayur, Krupa, Priyanka and Lezal). They will be working closely with Vijay and will be reaching out for case reviews. We thank you for your partnership and look forward to your support to complete these KYC's. Please feel free to reach out for any clarifications and information. Have a great day!!! Kind regards, Vinita Advani KYC Case Representative Manager Deutsche CUB Centre Private Limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051608 CONFIDENTIAL SDNY_GM_00197792 EFTA01362258