EFTA Document EFTA01362437

From: Vijay-A Sawant Sent: 7/31/2018 2:29:17 AM To: Bradley Gillin • Stewart Oldfield CC: Mayur Rathod Subject: RE: 2018 Periodic Review of High Risked Accounts1. Epstein Virgin Islands Foundation, Inc (GCIS#486427) & Hyperion Air, LLC (GCIS#487225) Attachments: RE_ Clarification Required on CDD Form - Section C (18.7 KB).msg Importance: High Hello again, As per attached, following is the list of revised items required — 1. Epstein Virgin Islands Foundation, Inc 1) Material change confirmation required 2) IRS letter confirms entity is tax exempt but unable to obtain proof of registration on the IRS website. Kindly advise. Hyperion Air, LLC 1) Material change confirmation required 2) SOS required for account holder from the US Virgin Islands registry site — Department of Licensing and Consumer Affairs. Note there is no price involved here, but unable to obtain proof that this entity is still registered. Alternatively, kindly provide COGS dated with last 6 months for this entity. I will launch case upon your confirmation of the above so your quick response will be highly appreciated, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbak Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. Mobi From: Vijay-A Sawant Sent: Monday, Jul • To: Bradley Gillin Stewart Oldfield Cc: Mayur Rathod Subject: 2018 Periodic Review of High Risked Accounts 1. Epstein Virgin Islands Foundation, Inc (GCIS#486427) & Hyperion Air, LLC (GCIS#487225) Importance: High Hello Brad/Stewart, This review relates to above high risked three accounts due for remediation 08/31/2018. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051844 CONFIDENTIAL SDNY_GM_00198028 EFTA01362437